Soft dollar

Results: 196



#Item
1Economy / Finance / Money / Financial services / Financial markets / Financial regulation / Soft dollar / Best execution / Brokerage firm / Markets in Financial Instruments Directive / WAM / Dark liquidity

Microsoft WordWAM Level 1 Disclosure Policy

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Source URL: www.whebgroup.com

Language: English - Date: 2016-07-28 05:47:20
2Financial services / Soft dollar / Brokerage firm

TEXAS STATE UNIVERSITY SYSTEM Disclosures of Investment Information Annual Questions – FYDoes the institution employ outside investment advisors or managers and, if so, who are they?

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Source URL: gato-docs.its.txstate.edu

Language: English - Date: 2016-08-24 00:12:25
3Economy / Financial services / Finance / Money / Soft dollar / Financial Services Authority / Broker-dealer / Commission sharing agreement / RSRCHXchange

Microsoft Word - EuroIRP SEC 28e response_2005doc

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Source URL: www.euroirp.com

Language: English - Date: 2007-04-17 11:23:01
4Economy / Financial services / Finance / Money / Soft dollar / Broker-dealer / Securities research / Commission sharing agreement / U.S. Securities and Exchange Commission / Financial adviser

December 22, 2006 Matt Daigler Office of the Chief Counsel Division of Market Regulation The Securities and Exchange Commission 100 F Street, NE

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Source URL: www.euroirp.com

Language: English - Date: 2007-04-23 12:56:19
5Economy / Finance / Money / Financial services / Financial markets / Financial institutions / Commission sharing agreement / Soft dollar / Brokerage firm / Broker-dealer / Investment / Investment banking

Microsoft Word - CSA_CCA_Final amendeddoc

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Source URL: www.euroirp.com

Language: English - Date: 2008-02-19 08:50:40
6Financial services / Soft dollar / Brokerage firm

TEXAS STATE UNIVERSITY SYSTEM Disclosures of Investment Information Annual Questions – FYDoes the institution employ outside investment advisors or managers and, if so, who are they?

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Source URL: gato-docs.its.txstate.edu

Language: English - Date: 2016-08-08 11:09:34
7Financial services / Investment / Financial markets / Soft dollar / Investment banking / Paul Myners /  Baron Myners / Markets in Financial Instruments Directive / Investment management / Investment Management Association / Financial Services Authority / Investment fund / UBS

Investment Management Association The Use of Dealing Commission for the Purchase of Investment Research

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Source URL: www.theinvestmentassociation.org

Language: English
8Economy / Finance / Money / Financial services / 76th United States Congress / Investment Advisers Act / Management fee / Financial adviser / Soft dollar

Acknowledgements & Funding/Legal Acknowledgements

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Source URL: www.alphaarchitect.com

Language: English - Date: 2015-11-24 14:47:05
9Financial services / Prime brokerage / Broker / Financial transaction tax / Soft dollar

Supplemental Disclosure Annex for FX Prime Brokerage Transactions This Supplemental Disclosure Annex supplements and should be read in conjunction with the General Disclosure Statement for Transactions and the Disclosure

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Source URL: globalmarkets.bnpparibas.com

Language: English - Date: 2015-06-30 07:40:34
10Finance / Economy / Money / Financial services / 76th United States Congress / Investment Advisers Act / Management fee / Financial adviser / Soft dollar

Acknowledgements & Funding/Legal Acknowledgements

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Source URL: www.alphaarchitect.com

Language: English - Date: 2015-11-24 14:47:06
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