TRADITION SEF, Inc. BROKER FIRM PARTICIPANT APPLICATION INFORMATION FORM AND REPRESENTATIONS Please complete and return to:

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TRADITION SECURITIES AND DERIVATIVES INC. (“TSD”) BROKER’S BROKERS PROCEDURES (MSRB RULE G-43) I. General Obligations of TSD as a Broker’s Broker

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• Auctions
• Economy
• Auction theory
• Marketing
• Microeconomics
• Bid price
• Bidding
• Shop at Bid

Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha

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• Finance
• Economy
• Money
• Financial markets
• Brokerage firms
• Commodity markets
• Broker-dealer
• Fixed income
• Order
• Manning rule

General Terms and Conditions Bitcoin Suisse AG is a company incorporated according to Swiss law with legal seat in Zug, Switzerland (“BTCS”). BTCS is a Swiss financial intermediary, broker and financial service provi

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• Cryptocurrencies
• Cantons of Switzerland
• BTCS
• Client
• Zug
• Bitcoin
• Economy
• Financial technology

Press Release Trad-X wins Best Industry Infrastructure Initiative at Banking Technology Awards London, 11 November 2011 – Tradition, the global interdealer broker, today announced that Trad-X, its hybrid trading platf

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• Economy
• Finance
• Money
• Financial markets
• Over-the-counter
• Derivatives market
• Derivative

Banking & Capital Markets With the ever-changing landscape of regulatory reform, increased capital requirements, more stringent risk management and enhanced reporting requirements, banks and broker-dealers are faced wit

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• Economy
• Business
• Auditing
• Internal audit
• Investment banking
• Analytics
• Regulatory compliance
• Business intelligence
• Audit

PRESS RELEASE LAUSANNE, 9 DECEMBER 2015 Tradition wins prestigious interdealer broker and SEF of the year awards •

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• Financial markets
• Finance
• E-commerce
• Electronic trading
• Stock market
• Tradeweb

Tradition SEF, Inc. Participant Broker Firm Authorization

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PDF Document

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Required Language for South Carolina Listing Contracts, Buyer Representation Agreements and Transaction Broker Agreements South Carolina Real Estate Commission PO BOX 11847, Columbia, S.CTelephone: (

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