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76th United States Congress
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1	The Hatch Act in the Digital Age Presented by: Ana Galindo-Marrone Office of Special Counsel Add to Reading List Source URL: www.ethics.usda.gov Language: English - Date: 2013-12-17 16:13:14 Anti-communism in the United States Government United States administrative law Law 76th United States Congress Civil service in the United States Hatch Act United States Office of Special Counsel United States United States Code Administrative law judge United States National Security Council
2	VIRGINIA LAW & BUSINESS REVIEW VOLUME 10 SPRINGNUMBER 3 Add to Reading List Source URL: www.ici.org Language: English Economy Finance Money Investment Financial services Institutional investors 76th United States Congress Funds Mutual fund Investment Company Act Fund governance Investment Company Institute
3	Complaint Information Sheet_01.2013_Complaint Information Sheet_06qxd Add to Reading List Source URL: s1.sos.mo.gov Language: English - Date: 2015-06-04 10:25:09 Stock market Email Security Finance Economy Corporate crime Computing Madoff investment scandal 76th United States Congress
4	2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-09 15:07:56 Economy Finance Money 76th United States Congress Investment Advisers Act Financial services Financial adviser U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Broker-dealer Securities Act
5	State Board of Medical Examiners Laws Add to Reading List Source URL: www.njconsumeraffairs.gov Language: English - Date: 2016-07-21 12:21:27 Economy Finance Money 73rd United States Congress U.S. Securities and Exchange Commission 76th United States Congress Financial regulation Securities Act Investment Advisers Act Securities Exchange Act Security Securities regulation in the United States
6	JANUS INVESTMENT FUND JANUS ASPEN SERIES (EACH SERIES THEREOF A “FUND”) FUND CODE OF ETHICS FOR PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS Add to Reading List Source URL: 17eb94422c7de298ec1b-8601c126654e9663374c173ae837a562.ssl.cf1.rackcdn.com Language: English - Date: 2015-05-11 12:13:38 Finance Money Economy 76th United States Congress Corporate crime U.S. Securities and Exchange Commission United States corporate law Conflict of interest Regulatory compliance Investment Company Act Janus Capital Group Financial adviser
7	Legal & Compliance, LLC A Corporate, Securities and Going Public Law Firm Also Visit – LawCast.com The Securities Law Network Add to Reading List Source URL: securities-law-blog.com Language: English - Date: 2016-08-02 10:28:46 Finance Economy Money U.S. Securities and Exchange Commission United States securities law 76th United States Congress 73rd United States Congress Stock market Securities Act Investment Company Act Accredited investor Investment Advisers Act
8	TITLE 3. BUSINESS AND PROFESSION ARTICLE I BUSINESS LICENSES CHAPTER 1. DEFINITIONS AND CONSTRUCTION ................................................. 3-1-1 SecPurposes ......................................... Add to Reading List Source URL: www.meskwaki.org Language: English - Date: 2013-10-17 15:56:28 76th United States Congress Investment Company Act Transportation Housing and Urban Development and Related Agencies Appropriations Act
9	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-28 09:59:16 Commodity markets Financial markets 76th United States Congress Institutional investors Exchange-traded fund Futures contract Commodity pool operator U.S. Securities and Exchange Commission Broker-dealer Financial adviser Investment Advisers Act Commodity Futures Trading Commission
10	PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2016-04-27 18:35:44 76th United States Congress Investment Company Act Stock market DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Insider trading Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act