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SR-22
Results: 318

#	Item
201	SR-EDGA[removed]Page 22 of 27 EXHIBIT 5 Additions underlined Deletions [bracketed] EDGA Exchange Fee Schedule – Effective [September 7] October 1, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-05 13:08:54 Direct Edge Order Market liquidity Financial markets Stock market NYSE Arca
202	SR-CHX[removed]Page 22 of 38 Exhibit 5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-19 11:23:45 Financial economics Financial system Finance Securities Exchange Act Broker-dealer Chicago Stock Exchange Registered Investment Advisor United States securities law 73rd United States Congress United States Securities and Exchange Commission
203	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 22, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:18:09 Business Financial economics Investment Financial markets Electronic communication network Securities Exchange Act Short Regulation NMS Security Finance Stock market United States Securities and Exchange Commission
204	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 22, 2008 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc. (n/k/a NASDAQ OMX PHLX, Inc.); Order Granting Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-27 13:13:46 73rd United States Congress United States Securities and Exchange Commission Financial regulation Business Auditing Philadelphia Stock Exchange Audit committee Securities Exchange Act Financial Industry Regulatory Authority United States securities law Economy of the United States Self-regulatory organizations
205	SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. SR-FINRA[removed]December 22, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-24 08:43:33 Law Arbitral tribunal U.S. Securities and Exchange Commission Arbitration Securities Exchange Act Economy of the United States United States securities law Financial Industry Regulatory Authority Financial regulation
206	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 22, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Establish its Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 12:44:46 Business United States Securities and Exchange Commission Finance Mathematical finance Economy of the United States New York Stock Exchange Securities Exchange Act Self-regulatory organization Euronext NYSE Euronext Financial economics Financial markets
207	Microsoft Word - PIABA Comment Letter SR-FINRA[removed]_July 22, 2014_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-23 11:13:32 Financial Industry Regulatory Authority Business Arbitration Arbitral tribunal U.S. Securities and Exchange Commission Law United States securities law Private law
208	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 22, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Dele Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-23 12:09:54 Economy of the United States Securities Exchange Act Self-regulatory organization Financial system U.S. Securities and Exchange Commission New York Stock Exchange NYSE Euronext United States securities law Financial Industry Regulatory Authority Financial regulation
209	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 22, 2011 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-23 09:30:33 Investment United States Securities and Exchange Commission Self-regulatory organizations United States securities law NASDAQ Securities Exchange Act Philadelphia Stock Exchange Order U.S. Securities and Exchange Commission Stock market Economy of the United States Financial economics
210	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 22, 2009 Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-23 12:49:11 Finance United States Securities and Exchange Commission Self-regulatory organizations Stock market Regulation NMS Order NASDAQ Philadelphia Stock Exchange Options Clearing Corporation Financial economics Financial markets Investment

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