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1	BATS Global Markets, Inc. Options Member Application Any currently approved Member of BATS Exchange, Inc. or EDGX Exchange, Inc. (each, an “Exchange”) is eligible to transact business on the Exchange’s Options Mark Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-19 11:27:44 Economy of the United States Finance Economy Self-regulatory organizations NASDAQ OMX Group Silver Lake Partners Financial Industry Regulatory Authority United States securities law Direct Edge International Securities Exchange Chicago Board Options Exchange Philadelphia Stock Exchange
2	Sprott Gold Miners ETF – Portfolio Insights factors that matter ™ All data as of May 18, 2015 Quarterly Index Rebalance Add to Reading List Source URL: www.sprottetfs.com Language: English - Date: 2015-05-22 16:41:15 Exchange-traded fund Gold as an investment Barrick Gold Philadelphia Gold and Silver Index Companies listed on the Toronto Stock Exchange Financial economics Investment Funds
3	Sprott Junior Gold Miners ETF – Portfolio Insights factors that matter ™ All data as of May 18, 2015 Semi-Annual Index Rebalance Add to Reading List Source URL: www.sprottetfs.com Language: English - Date: 2015-05-22 16:46:29 Exchange-traded fund Funds Osisko Mining Gold as an investment Detour Gold Philadelphia Gold and Silver Index Companies listed on the Toronto Stock Exchange Financial economics Investment S&P/TSX Composite Index
4	Request for rulemaking to amend Rule 651 of the Philadelphia Stock Exchange (n/k/a NASDAQ OMX PHLX) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-10 10:05:30
5	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-28 14:04:32 Law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ United States Costs Economy of the United States Self-regulatory organizations United States securities law
6	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-28 14:04:32 Law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ United States Costs Economy of the United States Self-regulatory organizations United States securities law
7	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 28, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-28 14:18:10 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Costs BX Philadelphia Stock Exchange Fee Economy of the United States Law Self-regulatory organizations United States securities law
8	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 19:19:36 Financial markets 73rd United States Congress United States Securities and Exchange Commission United States securities law Philadelphia Stock Exchange Finance Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Economy of the United States Self-regulatory organizations Financial economics
9	SR-PhlxPage 29 of 46 EXHIBIT 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 10:11:51 Financial markets Options Futures contract Exercise Options Clearing Corporation Margin Philadelphia Stock Exchange Hedge Exchange-traded fund Financial economics Finance Investment
10	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 17, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 12:32:49 73rd United States Congress United States Securities and Exchange Commission Financial economics Securities Exchange Act United States NASDAQ Listing Philadelphia Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States securities law Self-regulatory organizations

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