Self-regulatory organization

Results: 1339



#Item
1Federal Register / Vol. 67, NoWednesday, March 27, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The PCX does not believe that the proposed rule change will impose any burde

Federal Register / Vol. 67, NoWednesday, March 27, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The PCX does not believe that the proposed rule change will impose any burde

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Source URL: 34.232.160.87

Language: English - Date: 2002-03-27 14:03:26
2Microsoft Wordindex1.doc

Microsoft Wordindex1.doc

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-06-15 10:59:39
3Rules Notice Technical UMIR Please distribute internally to: Institutional

Rules Notice Technical UMIR Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2016-07-08 09:26:08
4United States Court of Appeals For the Eighth Circuit ___________________________ No___________________________ Automated Matching Systems Exchange, LLC

United States Court of Appeals For the Eighth Circuit ___________________________ No___________________________ Automated Matching Systems Exchange, LLC

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Source URL: www.cnssecuritieslaw.com

Language: English - Date: 2016-06-27 20:26:44
5Amendments to facilitate the investment industry’s move from a T+3 to T+2 settlement cycle

Amendments to facilitate the investment industry’s move from a T+3 to T+2 settlement cycle

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Source URL: www.iiroc.ca

Language: English - Date: 2016-07-28 14:56:02
6OMB APPROVAL OMB Number: Estimated average burden hours per response

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:30
7OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:19
8

PDF Document

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Source URL: www.janalakshmi.com

Language: English - Date: 2015-04-15 01:07:03
9Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies

Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights

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Source URL: www.entrex.net

Language: English - Date: 2016-06-20 10:11:36
10PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT  2

PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT 2

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Source URL: www.iiroc.ca

Language: English - Date: 2015-09-15 10:56:05