S7

Results: 1828



#Item
751United States Securities and Exchange Commission / Social media / Technology / Google / Internet / Computing / Business Wire / Digital media / United States securities law / Regulation Fair Disclosure

Comment Letter on File No. S7-23-08

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Source URL: www.sec.gov

Language: English - Date: 2008-11-06 10:55:59
752Finance / Stock market / Chicago Board Options Exchange / Securities / Order / Market maker / Short / NASDAQ / Payment for order flow / Financial markets / Financial economics / Investment

Responses to SEC release, File No. S7-07-04: Competitive Developments in the Option Markets; April 12, 2004 Question 1. All things being equal, payment for order flow (PFOF) widens a specialist’s and a market maker’s

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Source URL: www.sec.gov

Language: English - Date: 2004-04-19 09:18:48
753Financial system / Financial regulation / Registered representative / Securities regulation in the United States / Registered Investment Advisor / Joel Seligman / Financial Industry Regulatory Authority / Selling away / United States securities law / U.S. Securities and Exchange Commission / Financial economics

Comment Letter on s7-40-04

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Source URL: www.sec.gov

Language: English - Date: 2005-03-10 11:33:13
754Financial services / Financial markets / Funds / Collective investment scheme / Investment banking / Investment Management Association / U.S. Securities and Exchange Commission / Investment management / Financial Services Authority / Financial economics / Investment / Finance

Investment Management Association on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 15:08:00
755Financial regulation / International Financial Reporting Standards / Financial statements / Generally Accepted Accounting Principles / International Accounting Standards Board / SEC filings / Chinese accounting standards / Regulation S-X / Accountancy / Finance / Business

Comment Letter on File No. S7-20-07

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Source URL: www.sec.gov

Language: English - Date: 2007-11-16 11:49:12
756Petroleum geology / SEC filings / United States securities law / Oil reserves / Regulation S-X / Society of Petroleum Engineers / Oil sands / Fossil fuel / Securities Act / Petroleum / Peak oil / Energy economics

Comment Letter on File No. S7-29-07

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Source URL: www.sec.gov

Language: English - Date: 2008-02-15 12:20:14
757Investment / Business / Soft dollar / Fidelity Investments / Registered Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Broker / Investment Advisers Act / Finance / Financial economics / Financial services

Fidelity Management & Research Company on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-12-27 15:18:33
758Materiality / TSC Industries /  Inc. v. Northway /  Inc. / Investor relations / Finance / Investment / United States corporate law / Auditing / Financial economics / Stock market

Comment Letter on File No. S7-27-07

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Source URL: www.sec.gov

Language: English - Date: 2008-03-04 08:40:54
759Financial system / Financial markets / Central Securities Depositories / Self-regulatory organizations / Payment systems / Depository Trust & Clearing Corporation / Clearing / Settlement / Canadian Depository for Securities / Financial economics / Securities / Finance

April 5, 2004 Securities and Exchange Commission 450 Fifth Street, NW, Washington, DC[removed]Re: File # S7[removed]Concept Release:

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Source URL: www.sec.gov

Language: English - Date: 2004-04-09 15:11:28
760Financial regulation / International Financial Reporting Standards / International Accounting Standards Board / Generally Accepted Accounting Principles / Financial statement / Chinese accounting standards / Financial Accounting Standards Board / Accountancy / Finance / Business

Microsoft Word - File No S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-11-14 12:28:32
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