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S7
Results: 1828

#	Item
741	Investment Adviser Association on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:12:12 Financial services Money Investment Occupations Soft dollar Financial adviser Registered Investment Advisor Investment Adviser Association Investment Advisor Finance Financial economics Business
742	Interstate Group, Division of Morgan Keegan & Company, Inc. on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:18:21 Business Finance Financial services Government Brokerage firm Christopher Cox U.S. Securities and Exchange Commission
743	Comment Letter on File No. S7-14-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-29 16:00:19 Proxy voting Electronic voting Political philosophy Sociology Direct democracy Democracy Elections
744	Thomas F. Lamprecht, CPA on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-28 17:29:56 Money Financial economics Financial adviser U.S. Securities and Exchange Commission Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Finance Business Soft dollar
745	American Bankers Association on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:20:08 Investment Soft dollar Fiduciary Financial services Financial adviser American Bankers Association Business broker Finance Financial economics Business
746	MEMORANDUM TO: File Nos[removed]Joint CFTC-SEC Advisory Committee); S7[removed]FROM: Add to Reading List Source URL: www.sec.gov - Date: 2010-10-27 13:47:25
747	Microsoft Word - IPA Section 413 of Dodd-Frank SEC File No S7[removed]Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-08 11:06:08 Economics Accredited investor Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investor Hedge fund Financial economics Investment Finance
748	Committee on Federal Regulation of Securities, Business Law Section, American Bar Association on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-16 16:43:08 U.S. Securities and Exchange Commission Business Financial economics Money Financial services Soft dollar Prime brokerage Finance Financial adviser Investment
749	Comment letter on File No. s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:22:31 Financial markets Soft dollar Financial services Short U.S. Securities and Exchange Commission Initial public offering Securities Commission Brokerage firm Prime brokerage Finance Financial economics Business
750	Comments on s7[removed]and s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:41:18 Private law Committees Corporations law Self-regulatory organization U.S. Securities and Exchange Commission Board of directors National Association of Corporate Directors Business Corporate governance Financial regulation

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