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S7
Results: 1828

#	Item
711	Comment Letter on File No. S7-14-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 14:11:00 Financial system Computershare Security Depository Trust & Clearing Corporation Securities market Dodd–Frank Wall Street Reform and Consumer Protection Act Proxy voting London Stock Exchange Corporate governance Financial economics Stock market Business
712	MEMORANDUM TO: File S7[removed]FROM: Add to Reading List Source URL: www.sec.gov - Date: 2006-05-04 11:25:40
713	Microsoft Word - Comment Letter Regarding Disqualification of Felons and Bad Actors _File No. S7-21-11_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-08 14:02:56 United States Securities and Exchange Commission Financial economics Finance New Deal Securities Act SEC filings Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Regulation S-X United States securities law Financial regulation 73rd United States Congress
714	Comment Letter on s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-09 15:47:23 Business Alternative Trading Systems Soft dollar Securities Exchange Act Short Trading room U.S. Securities and Exchange Commission Broker Financial economics Financial markets Finance
715	Microsoft Word - ICGN 2007_11_14_SEC_S7_20_07_Final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-14 14:19:59 Financial regulation Financial statements Generally Accepted Accounting Principles International Financial Reporting Standards Financial Accounting Standards Board International Accounting Standards Board Institute of Chartered Accountants of India Income statement Center for Audit Quality Accountancy Finance Business
716	J.P. Morgan Securities Inc. on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-29 16:16:56 Investment Business Financial markets Brokerage firm Soft dollar Broker-dealer Broker Financial adviser Investment broker Financial economics Finance Financial services
717	MEMORANDUM TO: File No. S7[removed]FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-15 08:56:37 Stock market NYSE Euronext Financial markets Economy of the United States Finance NASDAQ Euronext Dark liquidity ACT Financial economics Business Investment
718	Securities Industry Association on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-07 17:19:37 Business Financial economics Soft dollar Prime brokerage Broker Securities market Investment banking Investment broker Net capital rule Financial services Finance Financial markets
719	T. Rowe Price on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-29 16:24:41 Investment Money Financial services Financial adviser Soft dollar U.S. Securities and Exchange Commission Brokerage firm Broker-dealer Registered Investment Advisor Finance Financial economics Business
720	February 19, 2008 Comments on SEC File No. S7[removed]Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves Submitted to: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-20 10:19:30 Petroleum engineering Society of Petroleum Engineers Peak oil

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