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CFTC
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#	Item
421	Microsoft Word[removed]v26 Presentation to CFTC September[removed]Execution Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-15 15:50:29 Investment Systemic risk Stock market Late-2000s financial crisis Mathematical finance Central limit order book Futures contract Commodity Futures Trading Commission Market maker Financial economics Financial markets Finance
422	Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-10-21 11:35:44 Finance Futures contract Commodity Exchange Act Money market fund Commodities market Commodity Futures Modernization Act Commodity pool Financial economics Investment Commodity Futures Trading Commission
423	July 22, 2013 CFTC Cross-Border Application of DoddFrank Title VII CFTC Approves Final Guidance and Exemptive Order on CrossBorder Application of the Swaps Provisions of Dodd-Frank SUMMARY On July 12, 2013, the CFTC con Add to Reading List Source URL: sullcrom.com Language: English - Date: 2013-07-29 12:25:32 Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Credit default swap Swap Commodity pool Derivative Commodity Futures Modernization Act Financial economics Finance Financial system
424	Federal Register / Vol. 70, No[removed]Friday, January 14, [removed]Notices COMMODITY FUTURES TRADING COMMISSION Performance of Certain Functions by National Futures Association With Respect to Those Foreign Firms Acting Add to Reading List Source URL: www.cftc.gov Language: English Finance Financial regulation United States securities law Commodities market 73rd United States Congress National Futures Association Securities Exchange Act Commodity Futures Trading Commission Futures contract Financial markets Financial economics Financial system
425	Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-10-21 11:35:54 Finance Futures contract Commodity Exchange Act Money market fund Late-2000s financial crisis Commodity Futures Modernization Act Financial economics Investment Commodity Futures Trading Commission
426	Appendix E to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Mercha Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-10-21 11:35:48 Commodity Exchange Act Financial system Financial regulation Late-2000s financial crisis Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Futures contract
427	Follow-up to September 29, 2010 Meeting with SEC and CFTC Staff Add to Reading List Source URL: naic.org Language: English - Date: 2011-08-16 16:08:13 Finance Institutional investors Insurance Types of insurance Dodd–Frank Wall Street Reform and Consumer Protection Act Credit default swap Life insurance Derivative Bond insurance Financial economics Investment Financial institutions
428	April 17, 2013 The New CFTC Regulatory Regime For Private Fund Managers; First Quarter 2013 Update The enactment of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) an Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-05-01 16:41:04 Late-2000s financial crisis Credit default swap United States housing bubble Interest rate swap Commodity Futures Trading Commission Swap Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Financial economics Finance Financial system
429	CFTC FORM 1-FR-IB (Part B) Guarantee Agreement In consideration for the introduction of commodity customer, option customer, foreign futures customer and foreign options customer accounts by _________________, an introdu Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-03-11 14:57:20 Futures contract Finance Commodity Futures Trading Commission Commodity Exchange Act Broker Commodity broker Financial economics Financial markets Financial system
430	Microsoft Word - cooperation agreement.doc Add to Reading List Source URL: www.cftc.org.cn Language: English - Date: 2011-02-22 05:10:05

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