Swap

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1Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation   The interest rate swap (IRS) market is considered the largest d

Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d

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Source URL: www.traditionsef.com

Language: English - Date: 2018-06-13 17:35:52
2TRADITION SEF PLATFORM SUPPLEMENT 3  StreamGlobal – CREDIT DEFAULT SWAP TRADING PLATFORM (“StreamGlobal Platform”)  This StreamGlobal Credit Default Swap Trading Platform Supplement to the Tradition SEF Rulebook

TRADITION SEF PLATFORM SUPPLEMENT 3 StreamGlobal – CREDIT DEFAULT SWAP TRADING PLATFORM (“StreamGlobal Platform”) This StreamGlobal Credit Default Swap Trading Platform Supplement to the Tradition SEF Rulebook

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Source URL: www.traditionsef.com

Language: English - Date: 2018-06-02 04:23:14
3Tradition SEF, Inc.  Participant NoticeAmendments to the Tradition SEF StreamGlobal Credit Default Swap Trading Platform Supplement CFTC Submission No

Tradition SEF, Inc. Participant NoticeAmendments to the Tradition SEF StreamGlobal Credit Default Swap Trading Platform Supplement CFTC Submission No

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Source URL: www.traditionsef.com

Language: English - Date: 2018-06-02 04:29:43
4Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation   The interest rate swap (IRS) market is considered the largest d

Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d

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Source URL: www.traditionsef.com

Language: English - Date: 2018-06-13 17:33:52
5Wholesale	
  Markets	
  Brokers	
  Association	
  Americas	
  Announces	
  Panel	
  Structure	
  For	
  Swap	
   Execution	
  Facility	
  Conference	
  October	
  4,	
  2010	
   	
   CFTC	
  Chairman,

Wholesale  Markets  Brokers  Association  Americas  Announces  Panel  Structure  For  Swap   Execution  Facility  Conference  October  4,  2010     CFTC  Chairman,

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Source URL: www.wmbaa.com

Language: English - Date: 2012-01-18 14:46:50
6Economy / Money / Finance / Financial markets / Swap Execution Facility / Payment systems / Derivative / Clearing house / Clearing / Counterparty / ACT / Investment Industry Regulatory Organization of Canada

Tradition SEF, Inc. The participant located in Quebec (the “Participant”) receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to Tradition that:

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Source URL: www.traditionsef.com

Language: English - Date: 2017-07-05 08:55:26
7Tradition SEF, Inc.  Participant NoticeCredit Default Swap Rolls HY Minimum Order Size September 28, 2018 To:

Tradition SEF, Inc. Participant NoticeCredit Default Swap Rolls HY Minimum Order Size September 28, 2018 To:

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Source URL: www.traditionsef.com

- Date: 2018-10-01 09:52:11
    8Appendix D to Tradition SEF Rulebook Equities Product Listing Broad-Market Equity Index Swap Product Listing Tradition SEF, Inc. I. Discussion of contracts; not readily susceptible to manipulation

    Appendix D to Tradition SEF Rulebook Equities Product Listing Broad-Market Equity Index Swap Product Listing Tradition SEF, Inc. I. Discussion of contracts; not readily susceptible to manipulation

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    Source URL: www.traditionsef.com

    Language: English - Date: 2018-09-26 17:50:24
    9Finance / Economy / Money / Commodity markets / Swap Execution Facility / SEF / Commodity broker / Commodity Futures Trading Commission / Securities Investor Protection Corporation / Swap / Futures contract / Derivative

    Representation Regarding Customer’s Swap Activity:

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    Source URL: www.traditionsef.com

    Language: English - Date: 2016-04-12 17:57:02
    10Appendix D to Tradition SEF Rulebook Equities Product Listing Broad-Market Equity Index Swap Product Listing Tradition SEF, Inc. I. Discussion of contracts; not readily susceptible to manipulation

    Appendix D to Tradition SEF Rulebook Equities Product Listing Broad-Market Equity Index Swap Product Listing Tradition SEF, Inc. I. Discussion of contracts; not readily susceptible to manipulation

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    Source URL: www.traditionsef.com

    Language: English - Date: 2018-09-26 17:46:13