Comment Letter received from KOR Group on September 3, 2014 for Notice and Request for Comment: Application for Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange

Source URL: www.osc.gov.on.ca

Avis relatif aux marchés Neo Bourse Aequitas Inc. Personne-ressource : Kevin McCoy Directeur de la politique de réglementation des marchés

Source URL: www.ocrcvm.ca

Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

Source URL: www.iiroc.ca

• Finance
• Economy
• Stock market
• Economy of Toronto
• Financial regulation
• Investment Industry Regulatory Organization of Canada
• Bloomberg Tradebook
• Liquidnet
• Aequitas Neo
• Toronto Stock Exchange
• Instinet
• NASDAQ

Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

Source URL: www.iiroc.ca

• Economy of Toronto
• Financial regulation
• Investment Industry Regulatory Organization of Canada
• Stock market
• Toronto Stock Exchange
• Instinet
• Bloomberg Tradebook
• Canadian Securities Exchange
• Aequitas Neo

Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

Source URL: www.iiroc.ca

• Economy of Canada
• Economy
• Economy of Toronto
• Financial regulation
• Investment Industry Regulatory Organization of Canada
• Toronto Stock Exchange
• Canadian Securities Exchange
• Aequitas Neo
• NASDAQ
• Stock market
• TSX Venture Exchange

Press release March 30, 2015 Orc provides new opportunities in Canadian markets by connecting to Aequitas NEO Exchange Chicago, Illinois– Monday, March 30, 2015 – Orc, a global leader in trading technology, today

Source URL: mb.cision.com

• Finance
• Electronic trading
• Market data
• Orc Software
• Neonet AB
• Financial markets
• Financial economics
• Investment

CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction

Source URL: www.community.gov.yk.ca

• Investment
• Canadian Securities Administrators
• Securities Act
• Canadian securities regulation
• Ontario Securities Commission
• Security
• Prospectus
• Initial public offering
• Autorité des marchés financiers
• Stock market
• Financial economics
• Financial regulation

CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction

Source URL: www.albertasecurities.com

• Investment
• Canadian Securities Administrators
• Securities Act
• Canadian securities regulation
• Ontario Securities Commission
• Security
• Prospectus
• Initial public offering
• Autorité des marchés financiers
• Stock market
• Financial economics
• Financial regulation

CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction

Source URL: www.msc.gov.mb.ca

• Investment
• Canadian Securities Administrators
• Securities Act
• Canadian securities regulation
• Ontario Securities Commission
• Security
• Prospectus
• Initial public offering
• Autorité des marchés financiers
• Stock market
• Financial economics
• Financial regulation

Listing Manual - Aequitas Neo Exchange Inc.

Source URL: www.osc.gov.on.ca

• Economics
• Securities Act
• Security
• Prospectus
• Insider trading
• Securities regulation in the United States
• Securities Exchange Act
• Qualified institutional placement
• Stock market
• Financial economics
• Investment