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Aequitas Neo
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1	Comment Letter received from KOR Group on September 3, 2014 for Notice and Request for Comment: Application for Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange Add to Reading List Source URL: www.osc.gov.on.ca - Date: 2015-09-14 13:15:57
2	Avis relatif aux marchés Neo Bourse Aequitas Inc. Personne-ressource : Kevin McCoy Directeur de la politique de réglementation des marchés Add to Reading List Source URL: www.ocrcvm.ca - Date: 2015-03-18 15:16:08
3	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-18 11:21:04 Finance Economy Stock market Economy of Toronto Financial regulation Investment Industry Regulatory Organization of Canada Bloomberg Tradebook Liquidnet Aequitas Neo Toronto Stock Exchange Instinet NASDAQ
4	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-04-13 09:56:03 Economy of Toronto Financial regulation Investment Industry Regulatory Organization of Canada Stock market Toronto Stock Exchange Instinet Bloomberg Tradebook Canadian Securities Exchange Aequitas Neo
5	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-04-12 12:36:01 Economy of Canada Economy Economy of Toronto Financial regulation Investment Industry Regulatory Organization of Canada Toronto Stock Exchange Canadian Securities Exchange Aequitas Neo NASDAQ Stock market TSX Venture Exchange
6	Press release March 30, 2015 Orc provides new opportunities in Canadian markets by connecting to Aequitas NEO Exchange Chicago, Illinois– Monday, March 30, 2015 – Orc, a global leader in trading technology, today Add to Reading List Source URL: mb.cision.com Language: English - Date: 2015-03-29 23:54:09 Finance Electronic trading Market data Orc Software Neonet AB Financial markets Financial economics Investment
7	CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2015-01-20 12:01:08 Investment Canadian Securities Administrators Securities Act Canadian securities regulation Ontario Securities Commission Security Prospectus Initial public offering Autorité des marchés financiers Stock market Financial economics Financial regulation
8	CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction Add to Reading List Source URL: www.albertasecurities.com Language: English - Date: 2014-12-11 11:16:20 Investment Canadian Securities Administrators Securities Act Canadian securities regulation Ontario Securities Commission Security Prospectus Initial public offering Autorité des marchés financiers Stock market Financial economics Financial regulation
9	CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-12-11 15:12:50 Investment Canadian Securities Administrators Securities Act Canadian securities regulation Ontario Securities Commission Security Prospectus Initial public offering Autorité des marchés financiers Stock market Financial economics Financial regulation
10	Listing Manual - Aequitas Neo Exchange Inc. Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-11-17 10:49:40 Economics Securities Act Security Prospectus Insider trading Securities regulation in the United States Securities Exchange Act Qualified institutional placement Stock market Financial economics Investment

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