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Listing Manual - Aequitas Neo Exchange Inc.
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Document Date: 2014-11-17 10:49:40

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File Size: 490,50 KB

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Company

Depository Services Inc. / Listed Investment Funds / 20 Issuance of Restricted Securities / Listed Issuer / Non-Voting Securities / Exchange Traded Funds / 86 AEQUITAS NEO EXCHANGE INC. / Due Bill Trading / Exchangeable Securities / Super-Voting Securities / ETP-Debt Securities / Dematerialized Securities / Insider Trading / AEQUITAS NEO EXCHANGE INC. / Closed End Fund / Listed Securities / Exchange Traded Fund / Clearing Corporation / /

Country

Canada / /

Event

Second Stock Issuance / Dividend Issuance / /

Facility

Institute of Chartered Financial Analysts / /

IndustryTerm

securities law / /

Organization

Ontario Securities Commission / Nominating and Corporate Governance Committee / Compensation Committee / Audit Committee / Investment Industry Regulatory Organization of Canada / Canadian Securities Regulatory Authority / Independent Review Committee / Institute of Chartered Financial Analysts / End Fund / /

Position

officer / director / director / administrator / investment fund manager / Analyst / trustee / General / dealer / Underwriter / director / officer / officer / Chartered Financial Analyst / Posting Officer / legal representative / /

Product

LISTING / Listing Application / /

ProvinceOrState

Ontario / /

RadioStation

5.08 When / /

SocialTag