Back to Results
First PageMeta Content
Financial economics / Finance / North American Securities Administrators Association / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / Self-regulatory organization / Uniform Securities Agent State Law Exam / United States securities law / Financial regulation / Financial system


NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org
Add to Reading List

Document Date: 2014-12-23 13:47:29

Open Document

File Size: 30,20 KB

Share Result on Facebook

City

Washington / D.C. / Washington / New York City / Chicago / /

Company

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / North American Securities Administrators Inc. / William Beatty NASAA / Financial Industry Regulatory Authority / /

Country

United States / U.S. Virgin Islands / /

/

IndustryTerm

depository tool / federal law / financial services / public-facing tool / state-law purposes / /

Organization

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION / INC / Securities and Exchange Commission / /

Person

Gerald Rome / Judith M. Shaw / Kathryn Daniels / Tom Cochran / John Morgan / A.Valerie Mirko / Andrea Seidt / William Beatty / Melanie Senter Lubin / Keith Woodwell / Joseph P. Borg / Michael Rothman / Anya Coverman / Jim Graham / Brad Lander / /

/

Position

Brady Secretary / CEO and Executive Director / President / NYC Councilman / broker / DC Councilman / Deputy Director of Policy / Treasurer / Deputy General Counsel / Securities Director / Acting Executive Director / /

Product

BrokerCheck / Colorado / /

ProvinceOrState

Texas / Ohio / Utah / Minnesota / Alabama / Maine / District of Columbia / Maryland / Colorado / Ontario / D.C. / /

URL

http /

SocialTag