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Tradition
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11	Microsoft Word - Exchanges_VF.doc Add to Reading List Source URL: tradition-paris.com - Date: 2011-03-27 10:52:26
12	Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-13 17:33:52 Economy Money Finance Interest rates Libor Interest rate swap Currency swap Swap Forward rate agreement Basis swap Asset swap Constant maturity swap
13	Introducing ParFX Developed for the market, by the market, ParFX is a new wholesale electronic trading platform designed to bring renewed transparency and equality to global spot FX. ParFX has been designed by Tradition, Add to Reading List Source URL: www.parfx.com Language: English - Date: 2017-08-08 05:44:21 Economy Finance Money Financial markets Stock market Foreign exchange market Electronic trading Foreign exchange companies Draft:ParFX
14	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:51:43 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
15	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-06 18:10:44 Commodity Futures Trading Commission Commodity Exchange Act Regulatory compliance Securities Exchange Act Economy of the United States Finance Commodity markets Swap Execution Facility
16	GROUP CODE OF ETHICS Dear Colleagues Integrity is at the core of the business of the Tradition Group. It is the common thread through all our activities. The integrity and strength of our personnel, operations, and busi Add to Reading List Source URL: www.traditionamericas.com Language: English - Date: 2017-03-17 05:39:05 Human behavior Ethics Law Secrecy Political corruption Applied ethics Information Intellectual property law Business ethics Insider trading Integrity Money laundering
17	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:54:51 Commodity Futures Trading Commission Futures contract SEF CFTC Commodity Exchange Act Finance Economy Money Commodity markets Swap Execution Facility
18	Tradition SEF, Inc. Participant Information Form (Rev Oct 2016) Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2016-10-17 16:17:18 FICC Email Investment banking
19	Tradition SEF, Inc. Participant NoticeNotice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes CFTC Submission Nos, andSeptember 18, 2018 Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:57:38 Commodity Futures Trading Commission CFTC Commodity Exchange Act Swap Execution Facility Finance Economy Commodity markets
20	Tradition Securities and Derivatives, Inc. Extended Hours Trading Risk Disclosure Risk of Lower liquidity. Liquidity refers to the ability of market participants to buy and sell securities. Generally, the more orders tha Add to Reading List Source URL: www.traditionamericas.com Language: English - Date: 2017-03-31 11:06:39 Finance Economy Money Financial markets Share trading Market liquidity Volatility Algorithmic trading Order Day trading Electronic communication network

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