SECURITIES AND EXCHANGE COMMISSION

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Date: 2009-12-30 15:58:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization Securities regulation in the United States U.S. Securities and Exchange Commission Broker-dealer Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Financial system		SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 45,52 KB Share Document on Facebook

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