![Business / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial Industry Regulatory Authority / Financial regulation Business / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial Industry Regulatory Authority / Financial regulation](https://www.pdfsearch.io/img/9e9b4c8828077ea3876719e4cb1e3c84.jpg)
| Document Date: 2015-02-24 09:13:44 Open Document File Size: 119,24 KBShare Result on Facebook
City Washington / DC / / Company Financial Industry Regulatory Authority Inc. / NASD Incorporated / / / Event Reorganization / / Facility Financial Services Institute / / IndustryTerm printing / web-based tool / electronic communications / Internet comment form / Internet website / / Organization I. Self-Regulatory Organization / Securities and Exchange Commission / Financial Services Institute / Division of Trading and Markets / Self-Regulatory Organization / NASD / FINRA / / Person Marcia E. Asquith / Brent J. Fields / Jill M. Peterson / / / Position Governor / Assistant Secretary / official business days / Executive Representative / operative / Secretary / Officer / Chief / Chief Executive Officer and Chief Compliance Officer / / URL http /
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