Philadelphia Stock Exchange / Pacific Exchange / New York Stock Exchange Inc. / Chicago Board Options Exchange / The Nasdaq Stock Market Inc. / The Nasdaq Stock Market Inc. Securities Exchange / Securities Dealers Inc. / Intermarket Trading / International Securities Exchange / National Securities Clearing Corporation / Multiple SRO / American Stock Exchange Inc. / NasdaqListed Securities / Proposed SRO / Boston Stock Exchange / The Single Member SRO / /
Country
United States / /
Currency
USD / /
Event
M&A / Layoffs / /
Facility
Nasdaq’s Supermontage Facility / Investment Company Institute / Alternative Display Facility / /
IndustryTerm
market surveillance systems / regulatory services / order execution services / /
Organization
Finance Committee / Mediation Committee / Division of Market Regulation / Securities Industry Association / NASD Board of Governors / Audit Committee / U.S. Government Accountability Office / Executive Committee / Market Regulation Committee / Congress / Task Force / Bond Club of Hartford / National Market Advisory Board / federal government / Public Company Accounting Oversight Board / National Adjudicatory Council / Investment Company Institute / US Federal Reserve / Options Self-Regulatory Council / Management Compensation Committee / Task Force on Breakpoints / OTC Bulletin Board / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /
Person
Jonathan G. Katz / Barbara Z. Sweeney / John Dickinson / Lee L. Rev / /
Position
Broker / Vice President and Corporate Secretary / Secretary / Assistant Secretary of Commerce / Public Governor / Chairman / Non-Industry Governor / Industry Governor / /
March 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]