SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Appoving Proposed Rule Change to - Trade Reporting And Compliance Engine - Document - PDFSEARCH.IO

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	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Appoving Proposed Rule Change to Add to Reading List Document Date: 2009-12-02 10:19:05 Open Document File Size: 25,31 KB Share Result on Facebook Company Financial Industry Regulatory Authority Inc. / Securities Dealers Inc. / / Organization Securities and Exchange Commission / Division of Trading and Markets / NASD / FINRA / / Position Deputy Secretary / trustee / / SocialTag Financial system Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Appoving Proposed Rule Change toAdd to Reading List