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Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Broker-dealer / Trade Reporting And Compliance Engine / Self-regulatory organization / Security / Registered representative / General Securities Representative Exam / United States securities law / Financial economics / Financial system
Date: 2015-02-13 12:02:52
Finance
Financial Industry Regulatory Authority
Securities Exchange Act
Broker-dealer
Trade Reporting And Compliance Engine
Self-regulatory organization
Security
Registered representative
General Securities Representative Exam
United States securities law
Financial economics
Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of

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