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Finance / Self-regulatory organization / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / NASDAQ / Registered representative / Trade Reporting And Compliance Engine / Financial regulation / United States securities law / Financial system / Financial economics


Microsoft Word - NASD SRO Testimony.doc
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Document Date: 2007-02-11 23:00:00

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File Size: 195,32 KB

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Company

Archipelago / New York Stock Exchange / NASDAQ / /

Country

United States / /

Currency

USD / /

Facility

Alternative Display Facility / /

IndustryTerm

redundant infrastructure / workable solution / technology developments / mediation services / /

Organization

Financial Services United States House / Congress / Subcommittee on Capital Markets / United States House of Representatives / federal government / NASD Board of Governors / Board of Governors / Markets Services and Information Division / Information Division / Capital Markets / Insurance and Government Sponsored Enterprises Committee / NASD’s Board of Governors / Government Sponsored Enterprises Committee / U.S. Securities and Exchange Commission / Securities and Exchange Commission / U.S. Treasury / NASD / /

Person

Robert Glauber / /

Position

broker-dealer in the United States / Chairman / broker / Chairman and CEO / /

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