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The Tradition
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1	Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-13 17:35:52 Economy Money Finance Interest rates Libor Interest rate swap Currency swap Swap Forward rate agreement Basis swap Asset swap Constant maturity swap
2	TRADITION SEF PLATFORM SUPPLEMENT 3 StreamGlobal – CREDIT DEFAULT SWAP TRADING PLATFORM (“StreamGlobal Platform”) This StreamGlobal Credit Default Swap Trading Platform Supplement to the Tradition SEF Rulebook Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:23:14 Finance Money Share trading Economy Financial markets Algorithmic trading Electronic trading platform Electronic trading Order Futures contract Swap Execution Facility
3	Tradition SEF, Inc. Participant NoticeAmendments to the Tradition SEF StreamGlobal Credit Default Swap Trading Platform Supplement CFTC Submission No Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:29:43 Ammunition SEF Credit default swap CDX Commodity Futures Trading Commission CFTC 10mm Auto Swap Execution Facility
4	Appendix A to Tradition SEF Rulebook U.S. Dollar Interest Rate Swap Product Listing 1. Discussion of contracts; not readily susceptible to manipulation  The interest rate swap (IRS) market is considered the largest d Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-13 17:33:52 Economy Money Finance Interest rates Libor Interest rate swap Currency swap Swap Forward rate agreement Basis swap Asset swap Constant maturity swap
5	Introducing ParFX Developed for the market, by the market, ParFX is a new wholesale electronic trading platform designed to bring renewed transparency and equality to global spot FX. ParFX has been designed by Tradition, Add to Reading List Source URL: www.parfx.com Language: English - Date: 2017-08-08 05:44:21 Economy Finance Money Financial markets Stock market Foreign exchange market Electronic trading Foreign exchange companies Draft:ParFX
6	GROUP CODE OF ETHICS Dear Colleagues Integrity is at the core of the business of the Tradition Group. It is the common thread through all our activities. The integrity and strength of our personnel, operations, and busi Add to Reading List Source URL: www.traditionamericas.com Language: English - Date: 2017-03-17 05:39:05 Human behavior Ethics Law Secrecy Political corruption Applied ethics Information Intellectual property law Business ethics Insider trading Integrity Money laundering
7	Tradition Securities and Derivatives, Inc. Extended Hours Trading Risk Disclosure Risk of Lower liquidity. Liquidity refers to the ability of market participants to buy and sell securities. Generally, the more orders tha Add to Reading List Source URL: www.traditionamericas.com Language: English - Date: 2017-03-31 11:06:39 Finance Economy Money Financial markets Share trading Market liquidity Volatility Algorithmic trading Order Day trading Electronic communication network
8	ParFX named e-‐FX initiative of the year by FX Week Add to Reading List Source URL: www.tradition.com Language: English - Date: 2015-03-11 12:11:27 Economy Foreign exchange market Foreign exchange companies Finance Money FX Draft:ParFX Matchbook FX
9	Tradition SEF, Inc. The participant located in Quebec (the “Participant”) receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to Tradition that: Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2017-07-05 08:55:26 Economy Money Finance Financial markets Swap Execution Facility Payment systems Derivative Clearing house Clearing Counterparty ACT Investment Industry Regulatory Organization of Canada
10	Schedule 1 Designated Investments Risk Statement The statement below does not outline every possible risk in every product. You should not deal in any of the products listed below unless you have an understanding of the Add to Reading List Source URL: tradition-paris.com Language: English - Date: 2011-03-27 10:52:26 Finance Economy Money Financial markets Stock market Options Equity securities Financial law Derivative Futures contract Contract for difference Hedge

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