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Small-order execution system
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1	SR-NASDAQ[removed]Page 21 of 48 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-30 09:00:26 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Small-order execution system Electronic communication network Stock market Financial economics Investment
2	SR-NASDAQ[removed]Page 29 of 54 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:05:31 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Small-order execution system Electronic communication network Stock market Financial economics Investment
3	SR-NASDAQ[removed]Page 16 of 35 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-07 10:14:06 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Electronic communication network Small-order execution system Stock market Financial economics Investment
4	SR-NASDAQ[removed]Page 16 of 37 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:26:20 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Electronic communication network Small-order execution system Stock market Financial economics Investment
5	SR-NASDAQ[removed]Page 36 of 57 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 08:24:41 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Electronic communication network Small-order execution system Stock market Financial economics Investment
6	The Nasdaq Stock Market Form 1 - Exhibit E I. Introduction Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-06-06 15:15:58 Investment Business Electronic communication network NASDAQ Small-order execution system Market maker Advanced Computerized Execution System Electronic trading Chicago Stock Exchange Financial markets Stock market Financial economics
7	SR-NASDAQ[removed]Page 36 of 60 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-14 08:22:32 Financial markets Business Economy of New York City Economy of the United States NASDAQ Market maker Order Small-order execution system Electronic communication network Stock market Financial economics Investment
8	The text of the proposed rule change is below. Proposed new language is underlined; proposed deletions are bracketed[removed]Nasdaq Market Center Order Execution and Routing (a) The following charges shall apply to the us Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 08:14:36 Investment Economics NASDAQ Market maker Order Market liquidity Electronic communication network Small-order execution system Financial markets Financial economics Stock market
9	FEDERAL RESERVE BANK OF NEW YORK I N E C O N O M I C S Add to Reading List Source URL: www.nyfedeconomists.org Language: English - Date: 2003-09-02 06:33:00 Business Electronic communication network Electronic trading NASDAQ Best execution Order Algorithmic trading Stock Small-order execution system Stock market Financial economics Investment
10	NASDAQ Timeline 1961 Congress authorizes the Securities and Exchange Commission (SEC) to conduct a study of fragmentation in the over-the-counter market. The SEC proposes automation as a possible solution and charges the National Association Add to Reading List Source URL: www.nasdaq.com Language: English - Date: 2003-06-30 14:26:26 Economy of the United States Financial markets Stock market Small-order execution system Advanced Computerized Execution System Financial Industry Regulatory Authority ACT Market maker Electronic communication network NASDAQ Financial economics Investment

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