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Date: 2009-12-09 11:32:58 Securities Exchange Act Financial Industry Regulatory Authority Financial economics NASDAQ U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away Registered Investment Advisor United States securities law Economy of the United States Financial regulation		Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 79,21 KB Share Document on Facebook

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