SECURITIES AND EXCHANGE COMMISSION

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Date: 2011-12-06 12:09:12 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Self-regulatory organization Selling away Registered Investment Advisor United States securities law Financial economics Financial system		SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 47,26 KB Share Document on Facebook

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