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Date: 2009-12-09 11:11:10 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Selling away Registered Investment Advisor United States securities law Business Economy of the United States		Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 81,59 KB Share Document on Facebook

	4182 Federal Register / Vol. 78, NoFriday, January 18, Notices At any time within 60 days of the filing of such proposed rule change, the DocID: 1qJHC - View Document
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