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Finance / Self-regulatory organization / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / NASDAQ / Registered representative / Trade Reporting And Compliance Engine / Financial regulation / United States securities law / Financial system / Financial economics


Microsoft Word - NASD SRO Testimony.doc
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Document Date: 2007-02-11 23:00:00

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File Size: 195,32 KB

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