Self-disclosure

Results: 221



#Item
91Investment / Self-regulatory organizations / Stock market / NYSE Arca / Mathematical finance / Direct Edge / NASDAQ / International Securities Exchange / Electronic communication network / Financial markets / Economy of the United States / Financial economics

KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q4 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f

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Source URL: www.kcg.com

Language: English - Date: 2015-01-29 10:30:06
92Investment / Stock market / Self-regulatory organizations / NYSE Arca / NASDAQ / Direct Edge / Electronic communication network / International Securities Exchange / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q3[removed]KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission ru

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Source URL: www.kcg.com

Language: English - Date: 2014-10-30 15:15:51
93Financial markets / Stock market / Economy of the United States / Self-regulatory organizations / Securities Investor Protection Corporation / Order / Financial Industry Regulatory Authority / Electronic communication network / Payment for order flow / Financial economics / Finance / Investment

WESTPORT RESOURCES INVESTMENT SERVICES, INC. 55 GREENS FARMS ROAD WESTPORT, CT[removed]SEC Rule 606 Order Routing Disclosure Introduction

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Source URL: www.westportresources.com

Language: English - Date: 2015-01-28 12:14:30
94Knowledge / Science / Bias / Social desirability bias / Usability / Self-disclosure / Impression management / E-learning / Framing / Social psychology / Behavior / Sociology

Microsoft Word - fp097-gratch.doc

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Source URL: multicomp.ict.usc.edu

Language: English - Date: 2014-08-08 23:06:40
95Financial economics / Financial Industry Regulatory Authority / United States securities law / Securities Investor Protection Corporation / Internet privacy / Privacy / Business / Investment / Self-regulatory organizations / Ethics

PROGRESSIVE ASSET MANAGEMENT NOTICE OF PRIVACY POLICY AND FINRA PUBLIC DISCLOSURE STATEMENT Dear Valued Client: Progressive Asset Management considers the confidentiality of client information a top priority. At this tim

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Source URL: www.progressiveassetmanagement.com

Language: English - Date: 2013-08-28 14:26:09
96Financial system / Business / Finance / U.S. Securities and Exchange Commission / Financial regulation / Self-regulatory organization / Securities and Exchange Surveillance Commission

II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud.

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Source URL: www.fsa.go.jp

Language: English - Date: 2013-02-12 03:15:57
97

ACTIVE SITE VISITORS* Programs are required to complete and submit Form VI – Conflict of Interest with their self-study materials. Full disclosure of all potential and actual Conflicts of Interests with any of the acti

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Source URL: www.aamft.org

Language: English - Date: 2015-02-04 18:38:25
    98Government / Criminal records / Background check / Employment / Medicare / Medicaid / Federal assistance in the United States / Healthcare reform in the United States / Presidency of Lyndon B. Johnson

    Employing official instructions for using the CRIMINAL CONVICTION AND CIVIL FINDING HISTORY SELF-DISCLOSURE QUESTIONNAIRE The offer of employment you make to the finalist candidate for a position that meets one or more o

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    Source URL: ap.washington.edu

    Language: English - Date: 2014-04-03 14:34:05
    99Finance / Self-invested personal pension / Pension / Investment management / Investment / Financial services / Financial economics

    Disclosure of interests Personal details Name Position at the ICO Date completed

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    Source URL: ico.org.uk

    Language: English - Date: 2014-12-04 09:28:43
    100Clinical supervision / Mental health / Educational psychology / E-learning / Skill / Learning / Self-disclosure / Counseling psychology / Education / Mind / Knowledge

    Ideas for Treatment Improvement PLEASE COPY OR POST DECEMBER 2005 • VOLUME 8, ISSUE 12 Clinical Supervision - Part 3

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    Source URL: www.nattc.org

    Language: English - Date: 2008-07-08 17:47:00
    UPDATE