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Securities
Results: 90629

#	Item
931	AM_6_ Notice of Amendment to Client Agreements Add to Reading List Source URL: www.amesecurities.com.my Language: English - Date: 2014-02-18 22:03:27 Economy of Malaysia Economy of Asia Economy Bursa Malaysia AmBank Privacy Securities lending
932	FMA GuidelineCode of Conduct for the Liechtenstein Fund Center Dated: June 2, 2009 Heiligkreuz 8 · Postfach 684 · LI-9490 Vaduz · Principality of Liechtenstein Add to Reading List Source URL: www.fma-li.li Language: English - Date: 2015-04-08 08:24:08 Economy Finance Money Financial markets Funds Financial services Investment Investment fund Specialized investment fund Securities market Valuation
933	U.S. Securities and Exchange Commission FORM D OMB APPROVAL Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2016-05-31 15:00:50 U.S. Securities and Exchange Commission SEC filings Finance United States securities law 73rd United States Congress Stock market Economy New Deal Securities Act Regulation D Securities Exchange Act Security
934	This review, led by venture capitalist Chris Rowlands, aims to examine the market for growth capital available to UK small and medium sized enterprises. Combining evidence from interviews and quantitative analysis, it ex Add to Reading List Source URL: www.lincscot.co.uk Language: English - Date: 2012-04-26 05:17:46 Economy Finance Money Corporate finance Equity securities Private equity Entrepreneurship Small and medium-sized enterprises Department for Business Innovation and Skills Venture capital 3i Growth capital
935	June 29, 2016 For immediate release Company Name: Stock Code: Name of Representative: Add to Reading List Source URL: www.dnp.co.jp Language: English - Date: 2016-07-06 02:58:48 Economy Finance Money Corporate finance Mergers and acquisitions Equity securities Stock market Takeover Shelf registration Stock
936	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer
937	smb DocFiledEntered:50:55 Pg 1 of 95 Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2016-04-28 15:25:28 Economy Finance Money Madoff investment scandal Corporate crime Criminal investigation Great Recession Economics Securities Investor Protection Corporation Bernard Madoff Irving Picard J. Ezra Merkin
938	How Rigged Are Stock Markets? Evidence from Microsecond Timestamps Robert P. Bartlett, III University of California, Berkeley Add to Reading List Source URL: eml.berkeley.edu Language: English - Date: 2016-08-05 12:14:54 Economy Financial markets Finance Money High-frequency trading Electronic communication network Dark liquidity Market data Securities Exchange Act Securities Industry Automation Corporation NASDAQ Financial Industry Regulatory Authority
939	CHAPTERINVESTMENTS. Article 1. General Provisions. Drafting note: Existing Chapter 3 of Title 26 consists of two articles: Article 1 (General Provisions) and Article 2 (Uniform Prudent Investor Act). Proposed Chap Add to Reading List Source URL: codecommission.dls.virginia.gov Language: English - Date: 2012-11-28 16:19:01 Economy Stock market Corporate finance Equity securities Economics Investment Bond Preferred stock United States corporate law Stock
940	January 6, 2016 Page 2 of 2 January 6, 2016 The Honorable Paul Ryan House of Representatives Add to Reading List Source URL: www.americanbar.org Language: English - Date: 2016-01-06 16:20:20 Civil procedure Law Civil law Class action Diversity jurisdiction Rules Enabling Act Government Civil law common law) Private Securities Litigation Reform Act Federal Rules of Civil Procedure

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