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Registered Investment Adviser
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#	Item
1	Policy for Non-Pooled Accounts August 2015 Approved by the Investment Committee August 11, 2015 Approved by the Board of Trustees October 6, 2015 Add to Reading List Source URL: www.cftampabay.org Language: English - Date: 2015-11-23 13:57:48 Economy Finance Money Investment Financial services Investment policy statement Registered Investment Adviser Investment fund Adviser Financial adviser Investment management Community foundation
2	TIAA-CREF Advisor Services Working with an Independent Fiduciary Advice Model TIAA-CREF recognizes the importance of independent financial advisors and the value they bring to clients who are saving for retirement and ot Add to Reading List Source URL: www.tiaa.org Language: English - Date: 2016-02-21 00:04:30 Economy Finance Money Financial services Personal finance Andrew Carnegie TIAA Registered Investment Adviser Financial markets Financial adviser Fiduciary Pension
3	Regulatory Considerations for SEC Registered Municipal Advisors By Matthew C. Boba A Add to Reading List Source URL: www.chapman.com Language: English - Date: 2016-07-28 12:30:08 Economy Finance Money Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Registered Investment Adviser Municipal bond Financial adviser DoddFrank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access Financial Industry Regulatory Authority
4	Microsoft Word - SBWMA RFP- Investment Advisory Servicesdoc Add to Reading List Source URL: www.rethinkwaste.org Language: English - Date: 2015-02-23 18:08:43 Economy Finance Money Investment Financial services Financial risk Investment management Financial adviser Registered Investment Adviser Investment fund Investment policy statement Foreign direct investment
5	Microsoft Word - ADV Part 2AB SFGdoc Add to Reading List Source URL: www.sycamoreweb.com Language: English - Date: 2015-04-03 23:44:38 Economy Finance Money Financial markets Financial services Corporate crime Investment United States securities law Financial adviser Registered Investment Adviser Broker-dealer U.S. Securities and Exchange Commission
6	Financial Services Guide Date of issue: 12 March 2014 Add to Reading List Source URL: www.financialservicespartners.com.au Language: English - Date: 2014-03-11 00:29:17 Economy Finance Money Financial advisors Financial regulation Financial adviser Financial Ombudsman Service Privacy Adviser Money laundering Independent Financial Adviser Registered Investment Adviser
7	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer
8	About Investment Products What you should know... Add to Reading List Source URL: www.moneysense.gov.sg Language: English - Date: 2012-06-06 06:48:39 Economy Finance Money Institutional investors Funds Financial adviser Life insurance Insurance Investor Registered Investment Adviser Financial Planners in Malaysia
9	Granite Investment Partners, LLC Part 2A of Form ADV The Brochure 2121 Rosecrans Avenue Suite 2360 Add to Reading List Source URL: www.granitepartners-llc.com Language: English - Date: 2016-05-16 17:11:54 Economy Finance Money Investment Management fee Separately managed account Mutual fund Assets under management Financial adviser Exchange-traded fund Performance fee Registered Investment Adviser
10	Comprehensive Financial Advisor Checklist - Updated August 2011 Add to Reading List Source URL: www.feeonlynetwork.com Language: English - Date: 2016-02-11 13:39:44 Economy Finance Money Personal finance Professional certification in finance National Association of Personal Financial Advisors Financial advisors Financial planners Certified Financial Planner Financial adviser Registered Investment Adviser Adviser