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Securities Exchange Act
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991	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 4, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-03 18:44:52 Securities Exchange Act Securities and Exchange Commission Form 10-Q Form 8-K Ogham inscription Securities and Exchange Commission Financial regulation SEC filings Government U.S. Securities and Exchange Commission
992	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-20 12:49:47 Corporate governance SEC filings Finance Risk United States corporate law Sarbanes–Oxley Act Regulation S-K Form 10-K Committee of Sponsoring Organizations of the Treadway Commission Auditing United States securities law Business
993	IB Union Calendar No. 168 113TH CONGRESS 1ST SESSION Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:32:46 Business United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Finance Financial economics Financial regulation
994	Proposed Rule: Security-Based Swap Data Repository Registration, Duties, and Core Principles (Corrected to conform to Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-12-16 12:59:58 Financial system 73rd United States Congress United States Securities and Exchange Commission Systemic risk Late-2000s financial crisis Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Derivative United States securities law Financial regulation Financial economics
995	Asset-Backed Securities Disclosure and Registration Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-04 08:37:13 73rd United States Congress United States Government Regulation S-K United States corporate law Securities Exchange Act Code of Federal Regulations Securities Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
996	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-21 08:40:00 Securities Exchange Act Securities Financial regulation Securities and Exchange Commission Financial system Financial economics Regulation S-K Banja Luka Stock Exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
997	29 August 2013 Sovereign Gold Company Limited ACN Add to Reading List Source URL: sovereigngold.com.au Language: English - Date: 2013-08-29 02:04:33 Business law Law Australian corporations law Types of business entity Corporate governance Corporations Act Corporation Australian Securities Exchange Board of directors Business Corporations law Private law
998	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 06:36:14 Finance Financial system 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Security Form 144 Net capital rule United States securities law Financial economics United States Securities and Exchange Commission
999	L e g i s l a t i v e a n d g o v e r n a n c e F a c t s h e e t s – U SA What is the Sarbanes-Oxley Act? Enacted following a series of high-profile accounting scandals in the United States, most notably Enron and Wo Add to Reading List Source URL: shreditprovidence.com Language: English - Date: 2014-01-27 12:43:52 Corporate governance Accountancy Finance United States corporate law Public administration Sarbanes–Oxley Act U.S. Securities and Exchange Commission Audit Securities Exchange Act Auditing Business United States securities law
1000	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:29:37 Securities Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Government Great Depression in the United States United States securities law 73rd United States Congress New Deal

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