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Business / United States securities law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Investment Advisor / U.S. Securities and Exchange Commission / Finance / Financial economics / Financial regulation


IB Union Calendar No. 168 113TH CONGRESS 1ST SESSION
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Document Date: 2014-02-20 18:32:46


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File Size: 264,74 KB

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Country

United States / /

IndustryTerm

retail customer / retail investor access / retail customers / impact retail investor access / /

Movie

State of the Union / /

Organization

Whole House on the State / CONGRESS / Committee on Financial Services / Securities and Exchange Com13 mission / Securities and Exchange Commission / HOUSE OF REPRESENTATIVES / Committee on Education and the Workforce / US Federal Reserve / Senate / /

Person

Act / /

Position

vestment advisors / chief economist / dealers and investment advisors / investment advisors / Secretary / Speaker / /

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