SR-22

Results: 318



#Item
221Sales promotion / Rebate

SR-MIAX[removed]Page 22 of 23 Exhibit 5 New text is underlined;

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Language: English - Date: 2013-10-29 20:29:19
222Stock market / Order / Financial markets

SR-ISE[removed]December 20, 2012 Page 21 of 22 Exhibit 5 Text of the Proposed Rule Change

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Language: English - Date: 2012-12-21 07:58:47
223Finance / Self-regulatory organizations / Depository Trust & Clearing Corporation / United States securities law / ACT / Securities Exchange Act / U.S. Securities and Exchange Commission / Clearing Corporation / Clearing / Financial economics / Financial system / Securities

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 22, 2009 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerat

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Language: English - Date: 2009-12-23 14:50:59
224Fee / Securities Exchange Act / Termination fee / Rebate / Transfer / U.S. Securities and Exchange Commission / Franchising / Sales / Business / United States securities law / Financial Industry Regulatory Authority

SR-MIAX[removed]Page 22 of 27    

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Language: English - Date: 2012-12-13 09:57:38
225Economics / Business law / Order / Stock / Finance / Stock market / Business / Financial economics

SR-NSX[removed]EX 5 Page 22 of 22 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets].

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Language: English - Date: 2012-11-14 08:53:29
226Market maker / Financial markets / Sales promotion / Rebate

SR-ISE Gemini-2014-XX April 1, 2014 Page 22 of 27 Exhibit 5 - Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletion

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Language: English - Date: 2014-04-10 08:47:51
227Stock market / Investment / Regulation NMS / United States securities law / Finance / Securities Exchange Act / Order / Options Price Reporting Authority / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 22, 2009 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Adopt Rules to Implement th

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Language: English - Date: 2009-06-24 10:07:50
228Self-regulatory organizations / Bonds / Municipal Securities Rulemaking Board / Auction rate security / Electronic Municipal Market Access / United States securities law / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Financial economics / Financial regulation / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 22, 2010 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule

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Language: English - Date: 2010-07-23 13:18:51
229Finance / Stock market / Philadelphia Stock Exchange / Order / NASDAQ / Vertical spread / Financial economics / Options / Investment

SR-Phlx[removed]Page 22 of 23 EXHIBIT 5 New text is underlined; deleted text is in brackets.

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Language: English - Date: 2013-12-18 09:01:44
230Sales promotion / Rebate

SR-MIAX[removed]Page 22 of 23 Exhibit 5 New text is underlined;

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Language: English - Date: 2013-09-27 08:59:45
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