SR-22 - PDFSEARCH.IO - Document Search Engine

SR-22
Results: 318

#	Item
91	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 22, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Rule 5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-25 08:44:00 Economy of the United States Investment Financial economics 73rd United States Congress NASDAQ Securities Exchange Act NASDAQ-100 Qualified institutional placement Stock market United States Securities and Exchange Commission United States securities law
92	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]August 22, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-25 08:40:31 Multicast Financial economics Securities Exchange Act Short Finance Financial system United States securities law Financial markets Internet broadcasting
93	SR-Phlx[removed]Page 20 of 22 EXHIBIT 5 Deleted text is [bracketed]. New text is underlined. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 17:22:36 Financial economics Financial system Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Financial Industry Regulatory Authority OMX Philadelphia Stock Exchange Securities and Exchange Commission Self-regulatory organizations United States securities law Economy of the United States
94	SR-MIAX[removed]Page 22 of 23 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:02:37 Order Stock market Rebate Sales promotion
95	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 22, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 12:20:31 Funds Financial services Collective investment schemes Exchange-traded fund Mutual fund American depositary receipt Financial adviser Security Securities market Financial economics Investment Finance
96	SR-BOX[removed]Page 22 of 22 EXHIBIT 5 New language Add to Reading List Source URL: www.sec.gov - Date: 2014-09-05 06:21:33
97	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 22, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 12:58:16 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission General Securities Representative Exam Securities and Exchange Commission United States Securities Act Canadian securities regulation United States securities law United States Securities and Exchange Commission 73rd United States Congress
98	SR-MIAX[removed]Page 21 of 22 EXHIBIT 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 08:50:13 Financial system Option Strike price Expiration Option style Binary option Financial economics Options Finance
99	SR-MIAX[removed]Page 22 of 35 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-05 06:20:56 Finance Fee Pricing Exercise Market maker Short Financial Industry Regulatory Authority Rebate Merchant account Financial markets Business Financial economics
100	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]August 22, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-25 08:40:07 Financial markets Chicago Board Options Exchange Options Clearing Corporation Multicast Securities Exchange Act Short Financial economics Financial system Finance

UPDATE