Comment Letter on File Nos. S7[removed]and S7-37-10

First Page		Document Content
Date: 2011-01-26 10:09:27 Finance Financial regulation Investment Advisers Act Business Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities regulation in the United States Investment Adviser Association Financial economics 76th United States Congress Investment		Comment Letter on File Nos. S7[removed]and S7-37-10 Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 236,66 KB Share Document on Facebook

	APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe DocID: 1ucQI - View Document
	LifeWatch Medical technology Established and growing digital health player DocID: 1reOw - View Document
	Conning-Goodwin Capital Core Plus Bond CIF PRDOCX;3) DocID: 1r3lO - View Document
	AAG ADV Brochure -- Plan Level DocID: 1qVeD - View Document
	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division DocID: 1qRos - View Document