S7

Results: 1828



#Item
971Financial regulation / Financial services / United States Securities and Exchange Commission / United States securities law / Accredited investor / Hedge fund / Regulation D / Securities Act / Collective investment scheme / Financial economics / Finance / Investment

Comment Letter on File No. S7-18-07

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Source URL: www.sec.gov

Language: English - Date: 2007-10-10 15:02:43
972Finance / Mutual fund fees and expenses / Financial adviser / Fiduciary / U.S. Securities and Exchange Commission / Mutual fund / Securities Exchange Act / Financial economics / Investment / Law

Comment Letter on File No. S7-22-06

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Source URL: www.sec.gov

Language: English - Date: 2007-04-20 15:26:18
973

Memorandum - File No. s7-06-05

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Source URL: www.sec.gov

- Date: 2005-08-17 15:35:23
    974Investment / 73rd United States Congress / Finance / Stock market / SEC filings / Securities Act / Shelf registration / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / United States securities law / United States Securities and Exchange Commission

    Comment Letter on S7-10-07

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    Source URL: www.sec.gov

    Language: English - Date: 2007-09-07 11:42:30
    975

    MEMORANDUM File Nos. S7-02-13, S7-34-10, S7-40-11, S7[removed]To:

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    Source URL: www.sec.gov

    - Date: 2013-11-04 14:22:35
      976Corporate crime / U.S. Securities and Exchange Commission / Troy A. Paredes

      Comments on File No. S7-24-08

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      Source URL: www.sec.gov

      Language: English - Date: 2009-12-01 13:44:00
      977Private equity / Venture capital / Financial services / Funds / Hedge fund / Investor / Collective investment scheme / Business Development Company / Corporate Venture Capital / Financial economics / Investment / Finance

      Comments on File No. S7-25-06

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      Source URL: www.sec.gov

      Language: English - Date: 2007-10-10 15:09:41
      978Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Annette Nazareth / Wardwell / Repurchase agreement / Financial economics / Investment / Finance

      MEMORANDUM TO: File Nos. S7-34-10, S7-06-11, S7-25-11, S7-40-11, S7-08-12

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      Source URL: www.sec.gov

      Language: English - Date: 2012-10-22 15:07:46
      979Proxy voting / U.S. Securities and Exchange Commission / Depositary receipt / Government / Politics / Political philosophy / SEC filing / European Union transparency directive / Democracy / Direct democracy / Elections

      The Bank of New York on S7-10-05

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      Source URL: www.sec.gov

      Language: English - Date: 2006-02-15 15:38:39
      980Business / Soft dollar / Financial services / Funds / Financial adviser / Collective investment scheme / Christopher Cox / Financial economics / Finance / Investment

      Comment Letter on File No. S7-22-08

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      Source URL: www.sec.gov

      Language: English - Date: 2008-08-08 15:01:32
      UPDATE