S7

Results: 1828



#Item
831Business / Soft dollar / United States securities law / Hedge fund / U.S. Securities and Exchange Commission / Financial adviser / Christopher Cox / Investment Company Act / Financial economics / Finance / Investment

Microsoft Word - Integrity Research Comment S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-10-02 11:39:27
832Filing / Deadline / SEC filings / Form 10-K / Securities and Exchange Commission Form 10-Q

Mr. Jonathan G. Katz, Seincretaiy US. Securities and Exchange Commission 100 F Street, NE Waslk~gtoqDC, [removed]Submittedvia email Re: File No. S7-08-05

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Language: English - Date: 2005-10-31 14:30:03
833Financial markets / Money market fund / Short / Money market / Security / Federal Reserve System / Mutual fund / Market liquidity / Net capital rule / Financial economics / Investment / Finance

Comment Letter on File No. S7-08-07

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Source URL: www.sec.gov

Language: English - Date: 2008-12-31 12:01:56
834Law / Fair Credit Reporting Act / Gramm–Leach–Bliley Act / Fair and Accurate Credit Transactions Act / Regulatory compliance / Opt-out / Affiliate marketing / Electronic signature / Internet privacy / United States federal banking legislation / Financial economics / Business

August 16, 2004 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]File Number: S7-29-04

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Language: English - Date: 2004-08-17 15:50:42
835Democracy / Direct democracy / Elections / Proxy voting / Business / Short / Security / Automatic Data Processing / Stock market / Financial economics / Investment

Memorandum re: File No. S7-10-05

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Language: English - Date: 2006-04-03 13:33:38
836Financial economics / Finance / Investment / Stock market / SEC filings / Securities Exchange Act / Securities Act / Asset-backed security / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Comments on File No. S7-23-09

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Source URL: www.sec.gov

Language: English - Date: 2009-11-24 10:21:02
837Accounting software / Finance / XBRL / Auditing / Financial statement / Securities and Exchange Commission Form 10-Q / Form 10-K / Generally Accepted Accounting Principles / XBRL assurance / Accountancy / SEC filings / Business

August 4, 2008 Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]File No. S7-11-08, Interactive Data to Improve Financial Reporting

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Language: English - Date: 2008-08-04 15:25:34
838Auditing / Employment compensation / Late-2000s financial crisis / Financial economics / Private law / Executive pay / Corporate governance / Dodd–Frank Wall Street Reform and Consumer Protection Act / Enterprise risk management / Management / Corporations law / Business

December 2, 2013 Re: File Number S7[removed]Dodd-Frank Act Pay Ratio Disclosure Mandate; Proposal for a Safe Harbor Disclosure Process Via Email: [removed] Elizabeth M. Murphy, Secretary

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Language: English - Date: 2013-12-04 11:07:34
839Financial markets / Stock market / United States housing bubble / Over-the-counter / Derivative / Futures contract / Credit default swap / Margin / LCH.Clearnet / Financial economics / Finance / Investment

MEMORANDUM TO: File No. S7-40-11

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Language: English - Date: 2013-09-09 14:47:02
840Finance / United States securities law / Private equity / Real estate / Real estate investment trust / Real property law / Special-purpose acquisition company / Securities Exchange Act / Form S-1 / Financial economics / Investment / SEC filings

Comment Letter on File No. S7-30-07

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Source URL: www.sec.gov

Language: English - Date: 2008-01-23 10:41:08
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