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S7
Results: 1828

#	Item
771	Microsoft Word - IPUG to SEC S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-01 16:20:30 Finance Market data International Securities Identification Number Financial markets NSIN CUSIP SEDOL Settlement Society for Worldwide Interbank Financial Telecommunication Financial economics Financial regulation Financial system
772	Comment Letter on File No. S7-20-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-16 11:54:41 Financial regulation International Financial Reporting Standards Financial statement Generally accepted accounting principles International Accounting Standards Board Norwalk Agreement Financial Accounting Standards Board Accountancy Business Finance
773	Comment letter S7[removed]Net Worth Standard for Accredited …慭瀻 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-17 16:17:15 Private equity Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Net asset value Securities Investor Protection Corporation Hedge fund Financial economics Investment Finance
774	Corrected to conform to Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No[removed]; File No. S7[removed]RIN 3235-AL19 Retail Foreign Exchange Transactions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-16 12:00:56 Finance Foreign exchange companies Financial markets Financial services Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Exchange rate Broker-dealer Securities Exchange Act Economics Foreign exchange market Financial economics
775	Comments on s7[removed]and s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:25:03 Corporate crime U.S. Securities and Exchange Commission Law Securities Exchange Act Financial system Municipal Securities Rulemaking Board Security Regulatory capture Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Financial regulation
776	Comment Letter on File No. S7-14-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 15:43:46 Direct democracy Elections Proxy voting Corporations law Government Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Corporate governance Glass Lewis Business Business organizations Democracy
777	File No. S7[removed]Concept Release: Securities and Transactions Settlement, Release No[removed]From: Karl H. Wagner, President, CTA Securities and Exchange Commission 450 Fifth Avenue, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 13:00:05 Technological change Waste reduction U.S. Securities and Exchange Commission Securities market Demat account Securities and Exchange Commission Business Government Direct holding system Economics Dematerialization Industrial ecology
778	Comment Letter on s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:03:34 Law Public administration United States securities law Self-regulatory organization Financial system U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Regulation Regulatory capture Financial regulation Administrative law Economics of regulation
779	MEMORANDUM To : Commission File No. S7-04-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-13 13:12:36 Government Real Estate Investment Securities Association Finance U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Accredited investor Rulemaking Securities and Exchange Commission Security Financial economics Financial regulation Investment
780	Microsoft Word - s7[removed]RWS Comment to Sec.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-19 09:17:56 Proven reserves Energy Environmental economics Futurology Oil reserves Hydrocarbon exploration Peak oil Petroleum Energy development

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