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S7
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#	Item
631	[Corrected to conform to Federal Register version] SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 Release No[removed]; File No. S7[removed]RIN 3235-AK86 Registration of Municipal Advisors; Temporary Stay of F Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-16 10:24:13 73rd United States Congress United States Securities and Exchange Commission United States federal banking legislation Finance Securities Exchange Act U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Financial adviser Financial regulation Financial economics United States securities law
632	Comment Letter on File No. S7-10-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 16:13:12 Charitable organization Howard Hughes Structure Transport Howard Hughes Medical Institute United States Nonprofit organization
633	Comments on File No. S7-33-10 Add to Reading List Source URL: www.sec.gov Language: German - Date: 2010-12-29 13:46:56
634	Comment Letter on File No. S7-33-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-17 14:16:08 Freedom of speech Labour law Whistleblower False Claims Act Qui tam U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Law Anti-corporate activism Dissent
635	Microsoft Word - Memo to Secretary--S7[removed]and Flash Crash _BofA_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-26 14:45:25 Troy A. Paredes Economy of the United States Law United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
636	Comment Letter on Fiel No. S7-33-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-30 15:55:31 Labour law Whistleblower U.S. Securities and Exchange Commission Human resource management Securities Exchange Act Business Law United States securities law Anti-corporate activism Dissent
637	Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239 and 242 Release No[removed]; No[removed]; No. IA-3624; File No. S7[removed]RIN 3235-AL34 Eliminating the Prohib Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-10-07 15:25:36 United States securities law Investment 73rd United States Congress SEC filings Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A United States Securities and Exchange Commission Financial economics Finance
638	SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-05 13:31:33 Financial system 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Securities Exchange Act Securities regulation in the United States International Swaps and Derivatives Association United States securities law Financial economics Financial regulation
639	Comment Letter on File No. S7-10-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-29 10:24:14 Investment Global Electronic Trading Company Securities Exchange Act Algorithmic trading Electronic trading Broker-dealer U.S. Securities and Exchange Commission Market maker High-frequency trading Financial markets Financial economics Finance
640	Michael Brozzetti, Esq., CIA May 1, 2011 Comment Regarding File No. S7-33-10: Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-03 12:31:26 Finance Institute of Internal Auditors Sarbanes–Oxley Act Internal audit CIA Ethical code Central Intelligence Agency Auditing Accountancy Business

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