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S7
Results: 1828

#	Item
481	Comment Letter on File No. S7-36-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 12:48:59 Private equity 76th United States Congress Investment Advisers Act Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor U.S. Securities and Exchange Commission Venture capital National Venture Capital Association Financial economics Finance Investment
482	Comment Letter on File Nos. S7[removed]and S7-37-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 10:09:27 Finance Financial regulation Investment Advisers Act Business Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities regulation in the United States Investment Adviser Association Financial economics 76th United States Congress Investment
483	Microsoft Word - ABA Comment Letter S7-36-1.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-04 15:07:38 Economics 76th United States Congress Investment Advisers Act United States securities law Financial services Financial adviser U.S. Securities and Exchange Commission Hedge fund Securities Act Financial economics Finance Investment
484	Comment Letter on File No. S7-36-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 12:21:05 Financial services 76th United States Congress Investment Advisers Act Hedge fund Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Form D Securities and Exchange Commission Financial economics Investment Finance
485	Comment Letter on File Nos. S7[removed]and S7-37-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-25 15:20:10 Economics Hedge fund Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act Venture capital Institutional investor Private equity Investment management Financial economics Investment Finance
486	Microsoft Word - File Number S7[removed]ACLI Comments on Proposed Pay-to-Play Rule Amendments2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 13:21:13 Institutional investors Financial services Insurance Financial adviser Investment Advisers Act Hedge fund Mutual fund Annuity Life insurance Financial economics Investment Finance
487	Comment Letter on File No. S7-36-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 12:50:02 76th United States Congress Funds Financial services Investment Advisers Act Venture capital Investment Company Act Registered Investment Advisor Collective investment scheme Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
488	Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No[removed]; File No. S7[removed]RIN 3235-AK69 Extension of Temporary Registration of Municipal Advisors Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-12-27 11:35:15 United States Securities and Exchange Commission 6T Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Government Financial regulation United States securities law 73rd United States Congress
489	MEMORANDUM TO: File No. S7[removed]FROM: Add to Reading List Source URL: www.sec.gov - Date: 2014-01-15 14:42:07
490	Comment Letter on File No. S7-36-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 12:14:24 Investment 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation U.S. Securities and Exchange Commission Financial adviser Registered Investment Advisor Financial economics Finance Economics

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