S7

Results: 1828



#Item
421Financial system / 73rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Securities Exchange Act / Securities regulation in the United States / International Swaps and Derivatives Association / United States securities law / Financial economics / Financial regulation

SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange

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Source URL: www.sec.gov

Language: English - Date: 2014-02-05 13:31:33
422United States / 73rd United States Congress / United States Securities and Exchange Commission / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Privacy Act / Public Company Accounting Oversight Board / United States securities law / Government / Financial regulation

SECURITIES AND EXCHANGE COMMISSION [Release No. PA-51; File No. S7[removed]Privacy Act of 1974: Systems of Records. AGENCY: Securities and Exchange Commission. ACTION: Notice to establish a new system of records and to re

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Source URL: www.sec.gov

Language: English - Date: 2014-05-21 17:24:37
423Financial services / United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Securities Act / Investment management / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 270 [Release Nos[removed]; [removed]; IC-30026; File No. S7[removed]RIN 3235-AK50 INVESTMENT COMPANY ADVERTISING: TARGET DATE RETIREMENT FUND NAMES AND MARKETING

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Source URL: www.sec.gov

Language: English - Date: 2012-04-03 14:54:02
424Mutual fund fees and expenses / Franchising / United States securities law / U.S. Securities and Exchange Commission / Yield spread premium / Business broker / Business / Financial economics / Real estate broker

Comment Letter on s7-06-04

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Source URL: www.sec.gov

Language: English - Date: 2006-01-03 12:26:48
425Insurance / Investment / Institutional investors / Actuarial science / Reinsurance / Dodd–Frank Wall Street Reform and Consumer Protection Act / Life insurance / Annuity / Title insurance / Financial economics / Types of insurance / Financial institutions

Microsoft Word - RAA[removed]CFTC-SEC Ltr Product Definition-File No S7-16-11

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Source URL: www.sec.gov

Language: English - Date: 2011-07-25 12:57:48
426Finance / 73rd United States Congress / United States Securities and Exchange Commission / Systemic risk / Late-2000s financial crisis / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Credit default swap / Securities regulation in the United States / Financial economics / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No[removed]; File No. S7[removed]STATEMENT OF GENERAL POLICY ON THE SEQUENCING OF THE COMPLIANCE DATES FOR FINAL RULES APPLICABLE TO SECURITY-BASED SWAPS ADOPTED

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Source URL: www.sec.gov

Language: English - Date: 2012-06-15 14:01:17
427Law / Regulatory Flexibility Act / Federal Register / Rulemaking / U.S. Securities and Exchange Commission / Regulation / Public comment / United States administrative law / Government / Politics of the United States

SECURITIES AND EXCHANGE COMMISSION 17 CFR Ch. II [Release Nos[removed], [removed], IA-3945, IC-31283, File No. S7[removed]Regulatory Flexibility Agenda AGENCY:

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Source URL: www.sec.gov

Language: English - Date: 2014-10-10 17:49:37
428

Délibération de la Commission de régulation de l’énergie du 17 janvier 2013 portant communication au Gouvernement des valeurs des coefficients S7 et V7 définis dans l’arrêté du 4 mars 2011 fixant les condition

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Source URL: www.photovoltaique.info

Language: French - Date: 2013-10-25 10:37:04
    429Financial services / Funds / Subprime mortgage crisis / Institutional investors / Money market fund / Credit rating agency / Mutual fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

    Corrected to conform to Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 Release No. IC-31184; File No. S7[removed]RIN 3235-AK61 Removal of Certain References to Credit Ratings and Amend

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    Source URL: www.sec.gov

    Language: English - Date: 2014-08-14 10:24:06
    430Law / Regulatory Flexibility Act / Federal Register / Rulemaking / U.S. Securities and Exchange Commission / Regulation / Public comment / United States administrative law / Government / Politics of the United States

    SECURITIES AND EXCHANGE COMMISSION 17 CFR Ch. II [Release Nos[removed], [removed], IA-3945, IC-31283, File No. S7[removed]Regulatory Flexibility Agenda AGENCY:

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    Source URL: www.sec.gov.

    Language: English - Date: 2014-10-10 17:49:37
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