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S7
Results: 1828

#	Item
381	Microsoft Word - File No S7-15-10 Add to Reading List Source URL: www.idc.org Language: English Funds Collective investment schemes Finance Mutual fund fees and expenses Mutual Fund Directors Forum Dodd–Frank Wall Street Reform and Consumer Protection Act Mutual fund Financial adviser Exchange-traded fund Financial economics Investment Financial services
382	Microsoft Word - File No S7[removed]doc Add to Reading List Source URL: www.idc.org Language: English Funds Financial markets Collective investment schemes Financial services Mutual fund Derivative Mark-to-market accounting Specialized investment fund Exchange-traded fund Financial economics Investment Finance
383	5695–K 41A720–S7 (10–14) Commonwealth of Kentucky DEPARTMENT OF REVENUE ➤ Add to Reading List Source URL: revenue.ky.gov Language: English - Date: 2015-01-24 22:11:29 Energy conversion Sustainable building Heating ventilating and air conditioning Heating Low-energy building Passive solar building design Solar thermal collector Solar energy Geothermal heat pump Energy Technology Sustainability
384	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 31, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collec Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-31 13:43:21 Financial economics United States Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Chicago Stock Exchange U.S. Securities and Exchange Commission OMX International Securities Exchange Self-regulatory organizations United States securities law Economy of the United States
385	Sonntag 15. Juni 2014 Feld 1 T, W1, S1, S3, S4 2 S7 Add to Reading List Source URL: www.bergrennen-hemberg.ch Language: German - Date: 2014-06-14 07:59:29
386	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3984; File No. S7[removed]RIN 3235-AL56 Temporary Rule Regarding Principal Trades With Certain Advisory Clients AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-17 17:30:15 Financial markets Late-2000s financial crisis Investment Financial services Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Broker-dealer Financial economics Finance Financial system
387	Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3483; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-11-07 16:31:18 Financial services 76th United States Congress Investment Advisers Act Investment United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Financial economics Financial regulation Finance
388	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3128; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-28 11:47:15 Financial markets Financial services Investment 76th United States Congress Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Broker-dealer Financial economics Finance Financial system
389	CORRECTED TO CONFORM TO THE FEDERAL REGISTER VERSION SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3522; File No. S7[removed]RIN 3235-AL28 Temporary Rule Regarding Principal Trades With Certain Advisory Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-27 10:18:56 Financial markets 76th United States Congress Investment Advisers Act Trade associations Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Broker-dealer Securities regulation in the United States Financial economics Finance Financial system
390	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3984; File No. S7[removed]RIN 3235-AL56 Temporary Rule Regarding Principal Trades With Certain Advisory Clients AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 17:30:15 Financial markets Late-2000s financial crisis Investment Financial services Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Broker-dealer Financial economics Finance Financial system

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