March 7, 2016 VIA E-MAIL & FEDERAL EXPRESS Richard G. Ketchum Chairman and Chief Executive Officer of FINRA 1735 K Street, NW Washington, DC 20006

Source URL: www.laxneville.com

• Self-regulatory organizations
• Financial Industry Regulatory Authority
• United States securities law
• Arbitration
• Federal Arbitration Act
• Securities regulation in the United States
• Broker-dealer
• Selling away

Richard Ketchum Richard Ketchum has been Chief Executive Officer of NYSE Regulation, Inc., since[removed]He is a member of the NYSE Regulation Board of Directors. Mr. Ketchum had served as the first Chief Regulatory Offic

Source URL: www.sec.gov

Richard G. Ketchum President Direct Dial: [removed]Facsimile: [removed]

Source URL: www.sec.gov

• Finance
• Securities Exchange Act
• U.S. Securities and Exchange Commission
• Market data
• Security
• National best bid and offer
• Broker-dealer
• NASDAQ
• Regulation NMS
• Financial markets
• Financial economics
• Investment

Flnra Richard G. Ketchum Chairman and Chief Executive Officer

Source URL: www.sec.gov

• Business
• Self-regulatory organizations
• Investment
• Financial services
• Financial Industry Regulatory Authority
• Registered Investment Advisor
• U.S. Securities and Exchange Commission
• Municipal Securities Rulemaking Board
• Registered representative
• United States securities law
• Financial economics
• Finance

Victory at Yorktown: The Campaign That Won the Revolution, by Richard M. Ketchum. New York: Henry Holt and Company, [removed]The American Revolutionary War began and ended with the beating of a drum. On 19 April 1775, twen

Source URL: www.af.mil

• Yorktown
• American Revolutionary War
• George Washington
• York River
• Charles Cornwallis
• 1st Marquess Cornwallis
• Yorktown
• Virginia
• Siege of Yorktown
• Virginia
• Military personnel
• United States

Descendants of Joseph Ketchum Generation No. 1

Source URL: www.lib.unb.ca

• Richard Ketchum
• Ketchum