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Date: 2007-12-27 16:04:28 Financial system Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Self-regulatory organization Broker-dealer Selling away United States securities law United States Securities and Exchange Commission Financial economics		Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 200,59 KB Share Document on Facebook

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