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Options broker
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1	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-01 14:50:34 Economy Finance Money Financial markets Direct Edge Securities Exchange Act Options Clearing Corporation Broker-dealer Short U.S. Securities and Exchange Commission Securities regulation in the United States
2	The Agent and Broker Roadmap to Resources Add to Reading List Source URL: d1q4hslcl8rmbx.cloudfront.net Language: English - Date: 2016-02-18 13:07:04 Healthcare reform in the United States Health 111th United States Congress Federal assistance in the United States Presidency of Lyndon B. Johnson Patient Protection and Affordable Care Act Government Medicaid HealthCare.gov Medicare Small Business Health Options Program United States Department of Health and Human Services
3	Notice of Change to Seller’s Internet Display Options Addendum to Listing Input Form The purpose of this form is to provide the seller with the option to limit internet display of his/her property listing. For each opt Add to Reading List Source URL: www.ntreis.net Language: English - Date: 2013-01-18 12:29:45 Real estate Residential real estate Virtual Office Website Investment National Association of Realtors Realtor.com Real estate broker Internet Multiple listing service Flat-fee MLS
4	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 11, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-12 10:41:14 Finance Stock market Floor broker Order Short Futures contract Investment broker MT4 ECN Bridge Financial economics Financial markets Investment
5	Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-out Obligations Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-08-09 13:21:05 Financial markets Financial regulation Short selling Short Naked short selling Locate Broker-dealer Futures contract Option Financial economics Finance Financial system
6	15 of 16 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges Effective Date: April [1]3, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 08:29:32 Economy of the United States New York Stock Exchange Market maker Broker Financial economics Pacific Exchange Investment Stock market Financial markets NYSE Arca Self-regulatory organizations
7	HOUSEHOLD RELATIONSHIP Statement householding is a service option your Broker/Dealer may choose to offer. Please consult your Broker/Dealer for householding options available to you. The householding process will automat Add to Reading List Source URL: fisn.com Language: English - Date: 2014-10-31 13:57:11 Individual Retirement Accounts Payment systems Banking Securities Investor Protection Corporation Cheque Roth IRA Uniform Gifts to Minors Act Bank Investment Financial economics Finance
8	Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 28 of 30 Chicago Board Options Exchange, Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 15:57:00 Financial markets Chicago Board Options Exchange VIX Floor broker Binary option Financial economics Finance Investment
9	SEC RULE 606 QUARTERLY REPORT QUARTER ENDING MARCH 31, 2015 BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATI Add to Reading List Source URL: www.everbank.com Language: English - Date: 2015-04-28 17:45:39 Stock market Finance Economy of the United States Order NYSE Arca Chicago Board Options Exchange NASDAQ New York Stock Exchange Payment for order flow Financial economics Financial markets Investment
10	Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements. B1A LEIGH B Add to Reading List Source URL: www.leighbaldwin.com Language: English - Date: 2015-04-15 13:31:21 Investment Finance Order NYSE Arca Chicago Board Options Exchange Payment for order flow Financial markets Financial economics Stock market

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