Naked

Results: 1074



#Item
841Finance / 73rd United States Congress / Financial economics / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-14 09:55:51
842Financial system / Financial regulation / Financial markets / Investment / Naked short selling / Short / Locate / Failure to deliver / Securities lending / Financial economics / Finance / Short selling

Proposed Rule: Amendments to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2007-08-22 15:38:49
84373rd United States Congress / Finance / Securities Exchange Act / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-07-19 08:10:39
844Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 21, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-04-21 08:26:57
845Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Suspension of Trading: Accesspoint Corp. (ASAP), Aero Performance Products, Inc. (AERP), Apex Resources Group, Inc. (APXR), Aradyme Corp. (ADYE), Bancroft Uranium, Inc. (BCFT), Fightersoft Multimedia Corp. (FTMC), Fortre

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Source URL: www.sec.gov

Language: English - Date: 2011-10-26 17:24:00
846Finance / Financial regulation / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]doc.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-09-08 08:51:19
847Finance / Financial system / United States securities law / Financial markets / Naked short selling / Locate / Short / Failure to deliver / Security / Short selling / Financial regulation / Financial economics

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Source URL: www.sec.gov

Language: English - Date: 2008-03-20 12:30:59
84876th United States Congress / Stock market / Corporate crime / U.S. Securities and Exchange Commission / Investment Advisers Act / Broker-dealer / Initial public offering / Naked short selling / Madoff investment scandal / Financial economics / Finance / Financial system

Opinion of the Commission: Maria T. Giesige

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Source URL: www.sec.gov

Language: English - Date: 2009-05-29 11:14:53
849Short selling / Financial regulation / Financial markets / Securities / Locate / Naked short selling / Short / Security / Failure to deliver / Financial economics / Finance / Financial system

Final Rule: Amendments to Regulation SHO (Interim final temporary rule)

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Source URL: www.sec.gov

Language: English - Date: 2008-10-23 11:50:09
850Short selling / Financial markets / Financial regulation / Stock market / United States Securities and Exchange Commission / Locate / Uptick rule / Naked short selling / Short / Financial economics / Investment / Finance

Proposed Rule: Short Sales

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Source URL: www.sec.gov

Language: English - Date: 2003-11-07 09:47:32
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