Naked

Results: 1074



#Item
731Stock market / Financial regulation / Short selling / United States securities law / United States Securities and Exchange Commission / Securities Exchange Act / Securities Act / Uptick rule / Naked short selling / Financial economics / Finance / Financial system

Microsoft Word - 34-50920x.doc

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Source URL: www.sec.gov

Language: English - Date: 2004-12-23 14:03:21
732Central Securities Depositories / Securities / Depository Trust & Clearing Corporation / Stock market / Clearing Corporation / Securities Exchange Act / Stock / Security / Naked short selling / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation; Rel. No[removed], File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-26 16:18:15
733Finance / Financial system / Corporate crime / U.S. Securities and Exchange Commission / Naked short selling / Short / Securities and Exchange Commission / Financial regulation / Short selling / Business

Registrar and Transfer Company JuL[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-07-23 15:54:27
734Financial regulation / Short selling / Econometrics / Financial markets / Stock market / Short / Dummy variable / Naked short selling / Bid–offer spread / Economics / Statistics / Business

PDF Document

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Source URL: www.afajof.org

Language: English - Date: 2014-06-02 10:51:27
735Auditing / United States corporate law / Corporate crime / U.S. Securities and Exchange Commission / United States securities law / Regulatory Flexibility Act / Naked short selling / Business / Finance / Financial economics

October 6, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed].

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Source URL: www.sec.gov

Language: English - Date: 2011-10-07 09:46:52
736Employment / Job security

Swimming With Something On Warren Buffet describes the impact of the current financial turmoil in banks and other financial institutions this way: “You only learn who’s been swimming naked when the tide goes out.”

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Source URL: content.asce.org

Language: English - Date: 2009-06-19 13:21:14
737Evidence / Business / Law / Financial system / Subpoena / Naked short selling / U.S. Securities and Exchange Commission

ALJ Order dated Jul. 20, 2005

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Source URL: www.sec.gov

Language: English - Date: 2008-07-28 18:54:08
738United States corporate law / United States securities law / Auditing / Business / Government / Net capital rule / Naked short selling / Corporate crime / U.S. Securities and Exchange Commission / Financial regulation

[removed]06_SEC_Rule_Review_Comment_Letter

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Source URL: www.sec.gov

Language: English - Date: 2011-10-07 10:11:39
739Financial system / Finance / Business / Naked short selling / U.S. Securities and Exchange Commission / Short / Christopher Cox / Overstock.com / Capital market / Financial regulation / Short selling / Financial markets

Eric C. Jensen[removed]removed] August 21,2008 Mr. Christopher Cox

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Source URL: www.sec.gov

Language: English - Date: 2008-10-08 08:59:56
740Financial regulation / Short selling / Securities / United States Securities and Exchange Commission / Security / Depository Trust & Clearing Corporation / Naked short selling / Settlement / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

Microsoft Word - comment letter final7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-07-29 14:38:42
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