NSSC

Results: 431



#Item
281Securities Commission of New Zealand / Canada / Canadian Securities Administrators / Financial economics / Government / Bill 198 / Canadian law / Canadian securities regulation / Ontario Securities Commission

Microsoft Word - com03july2014-CSA58-101-gender diversity_final.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-03 11:02:57
282NSSC / Discovery / Subpoena ad testificandum / Subpoena / Privilege / Summons / Legal documents / Law / Subpoena duces tecum

Microsoft Word - 2014nssc392

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Source URL: www.courts.ns.ca

Language: English - Date: 2014-11-03 11:24:18
283Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Investment Company Act / Securities regulation in the United States / Nova Scotia / Securities Commission of New Zealand / Law / United States securities law / Financial regulation / Canadian law

Microsoft Word - unscanned electronic signature copy statement of mandate[removed]docx

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-04-03 10:06:19
284United States securities law / Controlled Drugs and Substances Act / Self-regulatory organization / Law / Canada / Regulation S-K / Canadian law / Canadian securities regulation / Securities Commission

Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:57
285Financial economics / Investor education / Securities Commission / Economics / Investment / Canada / SEC filings / Financial services / Institutional investors / Canadian law / Canadian securities regulation / Canadian Securities Administrators

Microsoft Word - 141007_CSA_2014_Investor_Education_Month_ENG.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-10-15 07:34:45
286Canadian law / Finance / Canadian securities regulation / Canadian Securities Administrators / Institutional investors / Securities research / Securities Commission of New Zealand / Securities Commission / Mutual fund / Financial economics / Investment / Financial services

Microsoft Word - CSA_Mutual_Fund_Fees_FINAL.docx

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-09-19 10:58:27
287Financial services / Funds / Collective investment schemes / United States securities law / Exempt market dealer / Securities Act / Accredited investor / Security / Hedge fund / Financial economics / Investment / Finance

Blanket Order No[removed]In the Matter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended -and

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-04 09:24:49
288Government / Self-regulatory organization / British Columbia Securities Commission / Ontario Securities Commission / Provinces and territories of Canada / Securities Commission of New Zealand / Securities Commission / 73rd United States Congress / United States Securities and Exchange Commission / Financial regulation / United States securities law / Autorité des marchés financiers

Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:57
289Conflict of laws / International law / Agency law / Service of process / Law of agency / Jurisdiction / Law / Legal professions / Civil procedure

Microsoft Word - NI[removed]CLEAN July[removed]doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:57
290Securities / Financial economics / Autorité des marchés financiers / Ontario Securities Commission / Self-regulatory organization / British Columbia Securities Commission / Securities Commission / United States securities law / Investment Industry Regulatory Organization of Canada / Financial regulation / United States Securities and Exchange Commission / Financial system

Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:57
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