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Financial system / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Self-regulatory organization / Selling away / Mary Schapiro / United States securities law / Financial Industry Regulatory Authority / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv
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Document Date: 2014-12-03 08:50:47

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File Size: 34,67 KB

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City

Washington / DC / /

Company

Exempted Securities Except Municipal Securities / Financial Industry Regulatory Authority Inc. / NASD Incorporated / New York Stock Exchange LLC / /

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Event

Reorganization / /

IndustryTerm

printing / miscellaneous services / Internet comment form / Internet website / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Division of Trading and Markets / Self-Regulatory Organization / NASD / FINRA / /

Person

Brent J. Fields / /

Position

Governor / official business days / proposal operative / operative / Secretary / Deputy Secretary / /

URL

http /

SocialTag