MSRB

Results: 381



#Item
51Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Business / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Financial adviser / Securities Act / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consis

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Source URL: www.sec.gov

Language: English - Date: 2014-12-02 09:32:53
52Municipal Securities Rulemaking Board / Business / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Security / Securities market / Federal Reserve System / Economy of the United States / Self-regulatory organizations / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 5, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-12-08 08:58:28
5373rd United States Congress / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Self-regulatory organization / Securities Exchange Act / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / EDGAR / United States Securities and Exchange Commission / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a

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Source URL: www.sec.gov

Language: English - Date: 2014-12-02 09:32:34
54Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Finance / Investment Company Institute / Mutual fund / Financial economics / Investment / Self-regulatory organizations

Microsoft Word - MSRB G-3 SEC Letter

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Source URL: www.sec.gov

Language: English - Date: 2014-08-20 08:30:00
55Financial regulation / U.S. Securities and Exchange Commission / United States securities law / Financial system / Securities Exchange Act / Broker-dealer / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial economics

COOPERMAN ASSOCIATES Independent Public Finance Consultants Regis. with SEC and MSRB 111 Anza Boulevard, Ste. 107 Burlingame, CA 94010

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Source URL: www.sec.gov

Language: English - Date: 2014-09-02 10:52:58
56Government / Municipal bond / United States Securities and Exchange Commission / Financial economics / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Credit rating agency / Security / Electronic Municipal Market Access / Financial regulation / United States securities law

Municipal Securities Continuing Disclosure Report SEPTEMBER 2014 MUNICIPAL SECURITIES CONTINUING DISCLOSURE REPORT

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Source URL: www.msrb.org

Language: English - Date: 2014-09-16 17:01:30
57Fiduciary / Financial Industry Regulatory Authority / Law / Self-regulatory organizations / Municipal Securities Rulemaking Board

Compliance Outreach Program for Municipal Advisors Federal Reserve Bank of Chicago 230 South LaSalle Street Chicago, IL[removed]November 3, 2014 Registration (8:30 am – 9:00 am)

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Source URL: www.msrb.org

Language: English - Date: 2014-10-01 11:58:24
58Self-regulatory organizations / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 15, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-10-16 08:16:30
59Financial system / Business / Municipal Securities Rulemaking Board / United States Securities and Exchange Commission / Finance / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Security / Self-regulatory organizations / United States securities law / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 2, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consi

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Source URL: www.sec.gov

Language: English - Date: 2014-09-03 09:15:17
60United States Securities and Exchange Commission / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / 73rd United States Congress / Financial system / Stock market / U.S. Securities and Exchange Commission / Securities Exchange Act / Security / Financial regulation / Financial economics / United States securities law

August 8, 2011 Commissioner Elisse B. Walter U.S. Securities and Exchange Commission 100 F Street, NE Room 10200

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Source URL: www.msrb.org

Language: English - Date: 2011-08-09 06:43:20
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